April 2014

April 2014

 

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Securities – Order Setting Hearing Dates in the Matter of Innovative American Technology Inc. et al

April 25, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates in the Matter of Innovative American Technology Inc., Neogenix Oncology, Inc. and Lorne Michael Piett.

• Order Setting Heraing Dates - April 25, 2014

 

For more information contact:

Pat Murray, Registrar
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5646
Fax:  (306) 787-9006
Email: pat.murray@gov.sk.ca

 

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Securities – JDS Uniphase Canada Ltd. Decision pursuant to section 92 of The Securities Act, 1988

April 25, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that JDS Uniphase Canada Ltd. is no longer a reporting issuer.

• Decision - April 25, 2014

 

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Securities – Patheon Inc. Decision pursuant to section 92 of The Securities Act, 1988

April 24, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Patheon Inc. is no longer a reporting issuer.

• Decision - April 24, 2014

 

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Securities – Cease Trade Order in the Matter of Maverick Minerals Corporation

April 24, 2014 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act 1988 that all trading in the securities of Maverick Minerals Corporation. (the issuer) cease until the Issuer files the Required Records.

• Cease Trade Order - April 24, 2014

 

For more information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 

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Securities – CSA Notice of Publication and Request for Comment - Proposed National Policy 25-201

April 24, 2014 - The Canadian Securities Administrators (CSA or we) are publishing for a 60-day comment period proposed National Policy 25-201 Guidance for Proxy Advisory Firms.  Comment period ends June 23, 2014

• CSA Notice and Request for Comment

 

For more information, please contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 

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Securities – CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 21-101 and NI 23-101

April 24, 2014 - The Canadian Securities Administrators (the CSA or we) are publishing for a 90-day comment period proposed amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules.  Comment period ends July 24, 2014

• CSA Notice and Request for Comment
• Annex A - Description of Changes to the Marketplace Rules and Forms
• Annex B - Proposed Amendments
• Annex C - NI 21-101 Blacklined
• Annex D - NI 23-101 Blacklined
• Annex E - Local Matters

 

For more information, please contact:

Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5842
Fax:  (306) 787-5899
Email: dean.murrison@gov.sk.ca

 

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Securities – General Ruling/Order 11-902 - Revocation of the Previous GRO 11-902 and the Current GRO 11-902

April 17, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued an Order revoking the Recognition Order for the Investment Dealers Association (IDA). The IDA now operates as the Investment Industry Regulatory Organization of Canada (IIROC). IIROC is recognized by the FCAA as a self regulatory body.  Accordingly, the IDA recognition order is no longer required.

• General Ruling/Order 11-902

 

For more information, please contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5871
Fax:  (306) 787-5899
Email:  liz.kutarna@gov.sk.ca

 

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Securities – Adjournment - Watford HRCP, LLLP, Henry Whitfield Bert Stucklesss, Marco-Abel Nordio

April 15, 2014 - Adjournment in the Matter of Watford HRCP, LLLP, Henry Whitfield Bert Stucklesss, Marco-Abel Nordio.

• Adjournment - April 15, 2014

 

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Securities – Nord Gold N.V. Decision pursuant to section 92 of The Securities Act, 1988

April 15, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Nord Gold N.V. is no longer a reporting issuer.

• Decision - April 15, 2014

 

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Securities – Order Setting Hearing Dates in the Matter of Adele Kaminsky

April 10, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan Order Setting Hearing Dates in the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services.

• Order Setting Hearing Dates - April 10, 2014

 

For more information contact:

Pat Murray, Registrar
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5646
Fax:  (306) 787-9006
Email: pat.murray@gov.sk.ca

 

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Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2014) come into force

April 9, 2014 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2014 comes into force on May 1, 2014.

• Commission Regulation 2014

 

For more information, please contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5871
Fax:  (306) 787-5899
Email:  liz.kutarna@gov.sk.ca

 

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Securities – Notice of First Appearance in the Matter of Adele Kaminsky

April 4, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan Notice of First Appearance in the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services.

• Notice of First Appearance - April 4, 2014

 

For more information contact:

Pat Murray, Registrar
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5646
Fax:  (306) 787-9006
Email: pat.murray@gov.sk.ca

 

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Securities – Cease Trade Order in the Matter of IFCI International Corp.

April 4, 2014 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act 1988 that all trading in the securities of IFCI International Corp. (the issuer) cease until the Issuer files the Required Records.

• Cease Trade Order - April 4, 2014

 

For more information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 

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Securities – Cease Trade Order in the Matter of Lightcollar Inc.

April 4, 2014 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act 1988 that all trading in the securities of Lightcollar Inc. (the issuer) cease until the Issuer files the Required Records.

• Cease Trade Order - April 4, 2014

 

For more information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5849
Fax:  (306) 787-5899
Email: tony.herdzik@gov.sk.ca