July 2023

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

July 2023

Securities – Small Business Financing Guide (Revised), Guidance for 45-539 Small Business Financing Exemption

July 26, 2023 –The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Small Business Financing Guide (Revised), Guidance for 45-539 Small Business Financing Exemption.

45-539 Small Business Financing - Guide for businesses (with SEDAR+ changes) - July 26, 2023.pdf

For more information, contact:

Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009
Fax: 306-787-5899
Email : heather.kuchuran@gov.sk.ca

Securities – CSA Notice regarding Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients

July 20, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients (GO 13-933). Subject to terms and conditions outlined in GO 13-933, the order provides an exemption from the requirement to transmit Form 45-106F1 Report of Exempt Distribution (Report of Exempt Distribution) through SEDAR+ for a distribution of an “eligible foreign security” to a “permitted client”, as such terms are defined in the Report of Exempt Distribution. GO 13-933 comes into effect on July 21, 2023.

For more information, contact:

Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca

Securities – CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval +

July 17, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval + (GO 13-932). It is expected that SEDAR+ will become available for filing at 7 a.m. Eastern time on July 25, 2023. GO 13-932 provides filers with an extension to file with, or deliver to, a securities regulatory authority or regulator documents that are required to be transmitted through SEDAR+ during the cutover period. GO 13-932 comes into effect on July 21, 2023 and revokes General Order 13-931 Exemptions from certain filing requirements in connection with the deferred launch of the System for Electronic Data Analysis and Retrieval + issued on June 8, 2023.

For more information, contact:

Securities – Amendments to General Order 11-906 Offering Memorandum Specification Order

July 11, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing amendments to General Order 11-906 Offering Memorandum Specification Order (GO 11-906). The purpose of the amendments to GO 11-906 is to remove the expired General Order 45-504 Offering Memorandum Prospectus Exemption (GO 45-504) from the list of regulatory instruments listed in GO 11-906. GO 45-504 expired on June 20, 2023, when The Securities Commission (Adoption of National Instruments) (NI 45-106) Amendment Regulations, 2023 that addresses substantially the same subject matter as GO 45-504 came into force.

For more information, contact:

Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Tel: 306-798-3381
Fax: 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca

Securities – CSA Staff Notice 81-336 Guidance on Crypto Asset Investment Funds that are Reporting Issuers

July 6, 2023 –The Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 81-336 Guidance on Crypto Asset Investment Funds that are Reporting Issuers.

CSA Staff Notice 81-336 Guidance on Crypto Asset Investment Funds that are Reporting Issuers

For more information, contact:

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca