Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
April 30, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published General Order 45-918 Registration Exemption for Trades in Connection with Certain Prospectus Exempt Distributions
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5867
Fax: (306) 787-5899
Email: nathaniald.day@gov.sk.ca
Securities - Local Notice and Request for Comment - Proposed Saskatchewan Local Instrument 25-501 Implementation of The Securities Amendment Act, 2018 - Self-Regulatory Organizations
April 25, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Local Notice and Request for Comment - Proposed Saskatchewan Local Instrument 25-501 Implementation of The Securities Amendment Act, 2018 - Self-Regulatory Organizations
The comment period ends June 24, 2019.
For more information contact:
Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: mikale.white@gov.sk.ca
Securities - Order in the Matter of Ava Trade Ltd., AVA Trade EU Limited, Ava Capital Markets Australia PTY Ltd., and Ava Trade Japan K.K.
April 24, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published an Order in the Matter of Ava Trade Ltd., AVA Trade EU Limited, Ava Capital Markets Australia PTY Ltd., and Ava Trade Japan K.K.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Order in the Matter of Ava Trade Limited
April 23, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published an Order in the Matter of Ava Trade Limited
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
April 18, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
The comment period ends July 17, 2019.
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities - Canadian Securities Regulators Release IIROC Oversight Review Report
April 18, 2019 - The Canadian Securities Administrators today released the Oversight Review Report that details the objectives, methodology used, report format, scope and an explanation of the priority of findings of the review for the period from September 1, 2017 to August 31, 2018.
For more information contact:
Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: curtis.brezinski@gov.sk.ca
Securities - Extending Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.
April 16, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Temporary Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Court of Appeal Reserved Decision in the Matter of 101115379 Saskatchewan Ltd., 101114386 Saskatchewan Ltd., Cryptguard Ltd., Alena Pastuch, Teamworx Production Ltd., Idendego Inc. v Financial and Consumer Affairs Authority
April 5, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Court of Appeal Reserved Decision in the Matter of 101115379 Saskatchewan Ltd., 101114386 Saskatchewan Ltd., Cryptguard Ltd., Alena Pastuch, Teamworx Production Ltd., Indendego Inc. v Financial and Consumer Affairs Authority
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Notice of First Appearance and Statement of Allegations in the Matter of Vision Financial Markets LLC and Cliff Krause
April 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Notice of First Appearance and Statement of Allegations in the Matter of Vision Financial Markets LLC, and Cliff Krause
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Order in the Matter of Vision Financial Markets LLC and Cliff Krause
April 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Order in the Matter of Vision Financial Markets LLC, and Cliff Krause
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Temporary Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.
April 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Temporary Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Sanctions Order in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen
April 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Sanctions Order in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Decision in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen
April 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Decision in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca