April 2019

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

April 2019

April 30, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published General Order 45-918 Registration Exemption for Trades in Connection with Certain Prospectus Exempt Distributions

General Order 45-918 (Revocation Order)

For more information contact:

        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5867
        Fax: (306) 787-5899
        Email: nathaniald.day@gov.sk.ca

Securities - Local Notice and Request for Comment - Proposed Saskatchewan Local Instrument 25-501 Implementation of The Securities Amendment Act, 2018 - Self-Regulatory Organizations

April 25, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Local Notice and Request for Comment - Proposed Saskatchewan Local Instrument 25-501 Implementation of The Securities Amendment Act, 2018 - Self-Regulatory Organizations

The comment period ends June 24, 2019.

For more information contact:

     Mikale White, Legal Counsel
     Securities Division
     Financial and Consumer Affairs Authority of Saskatchewan
     Suite 601, 1919 Saskatchewan Drive
     Regina, Saskatchewan S4P 4H2
     Phone: (306) 798-3381
     Fax: (306) 787-5899
     Email: mikale.white@gov.sk.ca

Securities - Order in the Matter of Ava Trade Ltd., AVA Trade EU Limited, Ava Capital Markets Australia PTY Ltd., and Ava Trade Japan K.K.

April 24, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published an Order in the Matter of Ava Trade Ltd., AVA Trade EU Limited, Ava Capital Markets Australia PTY Ltd., and Ava Trade Japan K.K.

Order - April 24, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Order in the Matter of Ava Trade Limited

April 23, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published an Order in the Matter of Ava Trade Limited

Order - April 23, 2019

For more information contact:

Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation

April 18, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation

The comment period ends July 17, 2019.

For more information, please contact:

        Liz Kutarna, Deputy Director, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5871
        Fax: (306) 787-5899
        Email: liz.kutarna@gov.sk.ca

Securities - Canadian Securities Regulators Release IIROC Oversight Review Report

April 18, 2019 - The Canadian Securities Administrators today released the Oversight Review Report that details the objectives, methodology used, report format, scope and an explanation of the priority of findings of the review for the period from September 1, 2017 to August 31, 2018.

IIROC Oversight Review Report - April 18, 2019

For more information contact:

        Curtis Brezinski, Compliance Auditor, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5876
        Fax: (306) 787-5899
        Email: curtis.brezinski@gov.sk.ca

Securities - Extending Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.

April 16, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Temporary Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.

Extending Order - April 11, 2019

For more information contact:

Securities - Court of Appeal Reserved Decision in the Matter of 101115379 Saskatchewan Ltd., 101114386 Saskatchewan Ltd., Cryptguard Ltd., Alena Pastuch, Teamworx Production Ltd., Idendego Inc. v Financial and Consumer Affairs Authority

April 5, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Court of Appeal Reserved Decision in the Matter of 101115379 Saskatchewan Ltd., 101114386 Saskatchewan Ltd., Cryptguard Ltd., Alena Pastuch, Teamworx Production Ltd., Indendego Inc. v Financial and Consumer Affairs Authority

Decision - 2019 SKCA 31 - March 29, 2019

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5879
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities - Notice of First Appearance and Statement of Allegations in the Matter of Vision Financial Markets LLC and Cliff Krause

April 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Notice of First Appearance and Statement of Allegations in the Matter of Vision Financial Markets LLC, and Cliff Krause

Notice of First Appearance and Statement of Allegations - March 7, 2019

For more information contact:

Securities - Order in the Matter of Vision Financial Markets LLC and Cliff Krause

April 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Order in the Matter of Vision Financial Markets LLC, and Cliff Krause

Order - April 3, 2019

For more information contact:

Securities - Temporary Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.

April 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Temporary Order in the Matter of United Financial Commodity Group, United FCG, UFCG Limited and UFCG Ltd.

Temporary Order - April 2, 2019

For more information contact:

Securities - Sanctions Order in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen

April 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Sanctions Order in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen

Sanctions Order - April 2, 2019

For more information contact:

Securities - Decision in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen

April 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Decision in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen

Decision - March 25, 2019

For more information contact:

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca