July 2014
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
July 2014
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Securities – 360 VOX Corporation Decision pursuant to section 92 of The Securities Act, 1988
July 29, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that 360 VOX Corporation is no longer a reporting issuer.
Securities – McGraw-Hill Ryerson Limited Decision pursuant to section 92 of The Securities Act, 1988
July 29, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that McGraw-Hill Ryerson Limited is no longer a reporting issuer..
Securities – Adjournment Notice in the Matter of Innovative American Technology Inc., Neogenix Oncology, Inc., Lorne Michael Piett
July 28, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued a Notice of Adjournment in the matter of Innovative American Technology Inc., Neogenix Oncology, Inc., and Lorne Michael Piett. The hearing will commence on Tuesday, September 16, 2014.
For more information please contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – DDS Wireless International Inc. Decision pursuant to section 92 of The Securities Act, 1988
July 25, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that DDS Wireless International Inc. is no longer a reporting issuer.
Securities – Decision of the Hearing Panel in the Matter of Alena Marie Pastuch et al
July 23, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued a decision in the Matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Order in the matter of Shane Elie Lucien Thibault
July 17, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order in the matter of Shane Elie Lucien Thibault.
For more information please contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Canadian Malartic Corporation Decision pursuant to section 92 of The Securities Act, 1988
July 17, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Canadian Malartic Corporation is no longer a reporting issuer.
Securities – CSA Staff Notice 24-310 Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies
July 17, 2014 - Staff of the Canadian Securities Administrators (the CSA or we) are publishing this notice to update the public on proposed rule-making initiatives of certain CSA jurisdictions governing clearing agencies.
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – CSA Notice of Repeal and Replacement of NI 52-108 and Related Consequential Amendments
July 17, 2014 - The Canadian Securities Administrators are adopting National Instrument 52-108 Auditor Oversight, Companion Policy 52-108CP Auditor Oversight, and making amendments to:
- National Instrument 41-101 General Prospectus Requirements,
- National Instrument 51-102 Continuous Disclosure Obligations,
- Companion Policy 51-102CP Continuous Disclosure Obligations,
- National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers, and
- Companion Policy 71-102CP Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
- Notice (In effect September 30, 2014 – Subject to ministerial approval)
- Annex A – List of Commenters
- Annex B – Summary of Comments and Responses
- Annex C – National Instrument 52-108 (In effect September 30, 2014 – Subject to ministerial approval)
- Annex D – Companion Policy 52-108CP to NI 52-108 (In effect September 30, 2014 – Subject to ministerial approval)
- Annex E - Blackline of the Instrument against the proposed instrument published for comment
- Annex F - Amendments to NI 41-101
- Annex G - Amendments to NI 51-102
- Annex H - Amendments to CP 51-102CP
- Annex I - Amendments to NI 71-102
- Annex J - Amendments to CP 71-102CP (In effect September 30, 2014 – Subject to ministerial approval)
- Annex K - Local Matters
For more information, please contact:
Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: Heather.Kuchuran@gov.sk.ca
Securities – CSA Staff Notice 51-341 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014
July 17, 2014 - Canadian Securities Adminstrators staff summarizes the results of the Continuous Disclosure Review Program for the fiscal year ended March 31, 2014 (fiscal 2014). To raise awareness about the importance of filing compliant CD documents, we also discuss certain areas where common deficiencies were noted and provide examples to help issuers address these deficiencies.
For more information, please contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – Desjardins Financial Corporation Inc. Notice pursuant to section 11.9 of NI 31-103
July 11, 2014 – Financial and Consumer Affairs Authority of Saskatchewan (FCAA) approval letter regarding Notice pursuant to section 11.9 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).
Securities – Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 58-101
July 3, 2014 - The securities regulatory authorities in Saskatchewan, Manitoba, Québec, New Brunswick, Nova Scotia, Newfoundland and Labrador, Northwest Territories and Nunavut are publishing for comment proposed amendments to Form 58-101F1 Corporate Governance Disclosure of National Instrument 58-101 Disclosure of Corporate Governance Practices. Comment period ends September 2, 2014.
For more information, please contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – Canada Bread Company, Limited Decision pursuant to section 92 of The Securities Act, 1988
July 2, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Canada Bread Company, Limited is no longer a reporting issuer.
Securities – MGM Energy Corp. Decision pursuant to section 92 of The Securities Act, 1988
July 2, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that MGM Energy Corp. is no longer a reporting issuer.
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca