October 2022

 

Securities – CSA Multilateral Staff Notice 58-314 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 8 Report

October 27, 2022 – Today the Canadian Securities Administrators is publishing CSA Multilateral Staff Notice 58-314 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 8 Report.

• CSA Multilateral Staff Notice 58-314 – October 27, 2022

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 

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Securities – Investment Industry Regulatory Organization of Canada (IIROC): Approval of the IIROC Application regarding the IIROC Restricted Fund - Notice of Approval Order

October 27, 2022 – The Financial and Consumer Affairs Authority of Saskatchewan issued an order pursuant to subsection 21.6 (a)  of The Securities Act, 1988, SS 1988-89, c. S-42.2 (Saskatchewan) to allow the Investment Industry Regulatory Organization of Canada (IIROC) limited access to IIROC Restricted Fund  in order to cover certain external advisor costs incurred by IIROC in relation to the creation of the New SRO in accordance with subparagraph 8(a)(iv) of Appendix A of the IIROC Recognition Order. 

The order takes effect on October 27, 2022.

In addition, the Ontario Securities Commission, the British Columbia Securities Commission; the Alberta Securities Commission; the Financial and Consumer Services Commission of New Brunswick; the Manitoba Securities Commission; the Nova Scotia Securities Commission; the Prince Edward Island Office of the Superintendent of Securities Office; Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut and Office of the Yukon Superintendent of Securities issued analogous approvals.

• Approval Order_IIROC Application regarding the IIROC Restricted Fund

For more information, contact:

        Liz Kutarna
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-787-5871
        Fax: 306-787-5899
        Email: liz.kutarna@gov.sk.ca 

 

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Securities – Amendment of General Order 45-538 Self-Certified Investor Prospectus Exemption

October 26, 2022 – Today, the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) made non-significant changes to General Order 45-538 Self-Certified Investor Prospectus Exemption.

• General Order 45-538 Self-Certified Investor Prospectus Exemption

For more information, contact:

        Mobolanle Depo-Fajumo 
        LL.B, B.L, LL.M., CIC.C. 
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel 
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK S4P 4H2
        Bus: 306-798-3381
        Fax : 306-787-5899
        Email: mobolanle.depofajumo2@gov.sk.ca

 

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Securities - Decision in the Matter of ICE Bonds Securities Corporation

October 21, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan published Decision in the Matter of ICE Bonds Securities Corporation.

• Decision

For more information contact:

        Graham Purse
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-787-5867
        Fax : 306-787-5899
        Email: graham.purse2@gov.sk.ca

 

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Securities - Order In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk

October 12, 2022 - Order In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk

• Order - October 7, 2022

For more information contact:

        Connor Smith
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Bus: 306-787-5843
        Fax: 306-787-5899
        Email: connor.smith2@gov.sk.ca

 

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Securities - Notice of Re-Hearing In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk

October 12, 2022 - Notice of Re-Hearing In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk

• Notice of Re-Hearing - September 16, 2022

For more information contact:

        Connor Smith
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Bus: 306-787-5843
        Fax: 306-787-5899
        Email: connor.smith2@gov.sk.ca

 

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Securities – CSA Notice and Request for Comment: Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure; Proposed Changes to Companion Policy 81-106CP Continuous Disclosure Obligations; and Proposed Consequential amendments to National Instrument 41-101 General Prospectus Requirements, and National Instrument 81-101 Mutual Fund Prospectus Disclosure

October 6, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment in relation to Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure; Proposed Changes to Companion Policy 81-106CP Continuous Disclosure Obligations; and Proposed Consequential amendments to National Instrument 41-101 General Prospectus Requirements, and National Instrument 81-101 Mutual Fund Prospectus Disclosure to Implement an Access-Based Model for Investment Fund Reporting Issuers.

CSA Notice and Request for Comment: Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure; Proposed Changes to Companion Policy 81-106CP Continuous Disclosure Obligations; and Proposed Consequential amendments to National Instrument 41-101 General Prospectus Requirements, and National Instrument 81-101 Mutual Fund Prospectus Disclosure

    •    Annex A - Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
    •    Annex B - Proposed Changes to Companion Policy 81-106 Investment Fund Continuous Disclosure
    •    Annex C - Proposed Consequential Amendments to National Instrument 41-101 General Prospectus Requirements
    •    Annex D - Proposed Consequential Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
    •    Annex E - Local Matters

Comment Period Ends: December 26, 2022.

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        Suite 601, 1919 Saskatchewan Drive
        Regina, SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        E-mail: heather.kuchuran@gov.sk.ca