Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Securities – CSA Multilateral Staff Notice 58-314 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 8 Report
October 27, 2022 – Today the Canadian Securities Administrators is publishing CSA Multilateral Staff Notice 58-314 Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 8 Report.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – Investment Industry Regulatory Organization of Canada (IIROC): Approval of the IIROC Application regarding the IIROC Restricted Fund - Notice of Approval Order
October 27, 2022 – The Financial and Consumer Affairs Authority of Saskatchewan issued an order pursuant to subsection 21.6 (a) of The Securities Act, 1988, SS 1988-89, c. S-42.2 (Saskatchewan) to allow the Investment Industry Regulatory Organization of Canada (IIROC) limited access to IIROC Restricted Fund in order to cover certain external advisor costs incurred by IIROC in relation to the creation of the New SRO in accordance with subparagraph 8(a)(iv) of Appendix A of the IIROC Recognition Order.
The order takes effect on October 27, 2022.
In addition, the Ontario Securities Commission, the British Columbia Securities Commission; the Alberta Securities Commission; the Financial and Consumer Services Commission of New Brunswick; the Manitoba Securities Commission; the Nova Scotia Securities Commission; the Prince Edward Island Office of the Superintendent of Securities Office; Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut and Office of the Yukon Superintendent of Securities issued analogous approvals.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Amendment of General Order 45-538 Self-Certified Investor Prospectus Exemption
October 26, 2022 – Today, the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) made non-significant changes to General Order 45-538 Self-Certified Investor Prospectus Exemption.
For more information, contact:
Mobolanle Depo-Fajumo
LL.B, B.L, LL.M., CIC.C.
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-798-3381
Fax : 306-787-5899
Email: mobolanle.depofajumo2@gov.sk.ca
Securities - Decision in the Matter of ICE Bonds Securities Corporation
October 21, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan published Decision in the Matter of ICE Bonds Securities Corporation.
For more information contact:
Graham Purse
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5867
Fax : 306-787-5899
Email: graham.purse2@gov.sk.ca
Securities - Order In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk
October 12, 2022 - Order In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk
For more information contact:
Connor Smith
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Bus: 306-787-5843
Fax: 306-787-5899
Email: connor.smith2@gov.sk.ca
Securities - Notice of Re-Hearing In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk
October 12, 2022 - Notice of Re-Hearing In the Matter of Jay Max Olesiuk, also known as Jay Maks Olesiuk, and as Andrij Olesiuk
For more information contact:
Connor Smith
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Bus: 306-787-5843
Fax: 306-787-5899
Email: connor.smith2@gov.sk.ca
Securities – CSA Notice and Request for Comment: Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure; Proposed Changes to Companion Policy 81-106CP Continuous Disclosure Obligations; and Proposed Consequential amendments to National Instrument 41-101 General Prospectus Requirements, and National Instrument 81-101 Mutual Fund Prospectus Disclosure
October 6, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment in relation to Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure; Proposed Changes to Companion Policy 81-106CP Continuous Disclosure Obligations; and Proposed Consequential amendments to National Instrument 41-101 General Prospectus Requirements, and National Instrument 81-101 Mutual Fund Prospectus Disclosure to Implement an Access-Based Model for Investment Fund Reporting Issuers.
• Annex A - Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
• Annex B - Proposed Changes to Companion Policy 81-106 Investment Fund Continuous Disclosure
• Annex C - Proposed Consequential Amendments to National Instrument 41-101 General Prospectus Requirements
• Annex D - Proposed Consequential Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
• Annex E - Local Matters
Comment Period Ends: December 26, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
E-mail: heather.kuchuran@gov.sk.ca
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca