December 2022

December 2022

Securities - Order Setting Hearing Dates In the Matter of MK Futures and Maitlin Knobe

December 21, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing Order Setting Hearing Dates in the Matter of MK Futures and Maitlin Knobe.

• Order Setting Hearing Dates - December 21, 2022

For more information contact:

        Connor Smith
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Tel: 306-787-5843
        Fax: 306-787-5899
        Email: connor.smith2@gov.sk.ca

 

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Securities - CSA Notice and Request for Comment: Proposed Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Proposed Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement

December 15, 2022 - The Canadian Securities Administrators are publishing CSA Notice and Request for Comment: Proposed Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Proposed Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement.

• CSA Notice and Request for Comment: Proposed Amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and Proposed Changes to Companion Policy 24-101 Institutional Trade Matching and Settlement
• Annex A - Proposed Amendments to National Instrument 24-101
• Annex B - Proposed Changes to Companion Policy 24-101CP to National Instrument 24-101  
• Annex C - Blackline to National Instrument 24-101  
• Annex D - Blackline to Companion Policy 24-101CP
• Annex E - Local Matters

For more information, contact:

        Liz Kutarna
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-5871
        Fax: 306-787-5899
        Email: liz.kutarna@gov.sk.ca

 

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Securities - CSA Staff Notice 81-335 Investment Fund Settlement Cycles

December 15, 2022 - The Canadian Securities Administrators is publishing CSA Staff Notice 81-335 Investment Fund Settlement Cycles.

• CSA Staff Notice 81-335 Investment Fund Settlement Cycles

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        Suite 601, 1919 Saskatchewan Drive
        Regina, SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        E-mail: heather.kuchuran@gov.sk.ca

 

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Securities - Decision of the Hearing Panel Concerning FCAA's Securities Division Counsel Motion for Adjournment of the Hearing Dates In the Matter of MK Futures and Maitlan Knoke

December 14, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing Decision of the Hearing Panel Concerning FCAA's Securities Division Counsel Motion for Adjournment of the Hearing Dates In the Matter of MK Futures and Maitlan Knoke

• Decision - December 6, 2022

For more information contact:

        Connor Smith
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Tel: 306-787-5843
        Fax: 306-787-5899
        Email: connor.smith2@gov.sk.ca

 

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Securities - Order Setting Hearing Dates In the Matter of MK Futures and Maitlan Knoke

December 14, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing Order Setting Hearing Dates In the Matter of MK Futures and Maitlan Knoke.

• Order Setting Hearing Dates - December 6, 2022

For more information contact:

        Connor Smith
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Tel: 306-787-5843
        Fax: 306-787-5899
        Email: connor.smith2@gov.sk.ca

 

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Securities - CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption

December 8, 2022 - The Canadian Securities Administrators are publishing CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption.

• CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
• Annex A - Summary of Comments and Responses
• Annex B - Amendments to National Instrument 45-106 Prospectus Exemtions
• Annex C - Changes to Companion Policy 45-106CP Prospectus Exemptions
• Annex D - Local Matters

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        Suite 601, 1919 Saskatchewan Drive
        Regina, SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        E-mail: heather.kuchuran@gov.sk.ca

 

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Securities - Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada

December 8, 2022 - The Canadian Securities Administrators is publishing Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada.

• Joint CSA and IIROC Staff Notice 23-329 Short Selling in Canada

For more information, contact:

        Liz Kutarna
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-5871
        Fax: 306-787-5899
        Email: liz.kutarna@gov.sk.ca

 

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Securities - CSA Staff Notice 25-306 Activist Short Selling Update

December 8, 2022 - The Canadian Securities Administrators is publishing CSA Staff Notice 25-306 Activist Short Selling Update.

• CSA Staff Notice 25-306 Activist Short Selling Update

For more information, contact:

        Liz Kutarna
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-5871
        Fax: 306-787-5899
        Email: liz.kutarna@gov.sk.ca

 

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Securities - CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2023

December 8, 2022 - The Canadian Securities Administrators is publishing CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2023.

• CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2023

For more information, contact:

        Heather Kuchuran
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca