October 2016
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
October 2016
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Securities – Extending Order In the Matter of Edgedale Finance and Greymountain Management Ltd.
October 24, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Edgedale Finance and Greymountain Management Ltd.
For more information contact:
Christina Meredith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: christina.meredith@gov.sk.ca
Securities – Order Setting Hearing Dates In the Matter of Edgedale Finance and Greymountain Management Ltd.
October 24, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Edgedale Finance and Greymountain Management Ltd.
For more information contact:
Christina Meredith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: christina.meredith@gov.sk.ca
Securities – Extending Order In the Matter of OptionRally and TCM Investments Ltd.
October 24, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of OptionRally and TCM Investments Ltd.
For more information contact:
Christina Meredith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: christina.meredith@gov.sk.ca
Securities – Order Setting Hearing Dates In the Matter of OptionRally and TCM Investments Ltd.
October 24, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of OptionRally and TCM Investments Ltd.
For more information contact:
Christina Meredith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: christina.meredith@gov.sk.ca
Securities – Decision in the Matter of EMO Resources Ltd., et al
October 17, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Decision in the Matter of EMO Resources Ltd., Abdulmenaf Avci, John S. Thornton, Paul Jenson, Elliot St. Claire, Commodities Market Edge LLC and Cliff Krause.
Securities - CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to Companion Policy 31-103 related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
October 6, 2016 - The securities regulatory authorities in Alberta, New Brunswick, Nova Scotia and Saskatchewan are publishing a notice of amendments to the following:
- Multilateral Instrument 11-102 Passport System,
- National Instrument 14-101 Definitions,
- National Instrument 21-101 Marketplace Operation,
- National Instrument 23-102 Use of Client Brokerage Commissions,
- National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations,
- National Instrument 55-104 Insider Reporting Requirements and Exemptions,
- In New Brunswick, Financial and Consumer Services Commission (New Brunswick) Local Rule 31-502 Supplementary Registration Requirements, and
changes to:
- Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.
(Collectively the Amendments)
The text of the Amendments are contained in Annexes A through H of this notice and will also be available on the websites of the Participating Jurisdictions.
The Amendments will become effective on February 1, 2017 subject to ministerial approval.
- CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan
- Annex A - Amendments to MI 11-102 Passport System
- Annex B - Amendments to NI 14-101 Definitions
- Annex C - Amendments to NI 21-101 Marketplace Operation
- Annex D - Amendments to NI 23-102 Use of Client Brokerages Commissions
- Annex E - Amendments to NI 31-103 Registration Requirements, Exemptions ad Ongoing Registrant Obligations
- Annex F - Changes to CP 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- Annex G - Amendments to NI 55-104 Insider Reporting Requirements and Exemptions
- Annex H - Local Matters
For more information please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Statement of Allegations of Staff of Financial and Consumer Affairs Authority of Saskatchewan In the Matter of Edgedale Finance and Greymountain Management Ltd.
October 4, 2016 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Statement of Allegations of Staff of Financial and Consumer Affairs Authority of Saskatchewan In the Matter of Edgedale Finance and Greymountain Management Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca