August 2018

August 2018

 

Securities - Notice of First Appearance and Statement of Allegations in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

August 29, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

For more information contact:
        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca

 


 

Securities - CSA Staff Notice 81-331

August 23, 2018The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-331 Investment Funds Investing in Bail-in Debt

For more information please contact:

  • Heather Kuchuran, Senior Securities Analyst, Corporate Finance
    Securities Division
    Financial and Consumer Affairs Authority of Saskatchewan
    Suite 601, 1919 Saskatchewan Drive
    Regina, Saskatchewan S4P 4H2
    Phone: (306) 787-1009
    Fax: (306) 787-5899
    Email: Heather.Kuchuran@gov.sk.ca

 


Securities - CSA Staff Notice 46-309 Bail-in Debt

August 23, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 46-309 Bail-in Debt

For more information contact:
        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

 


 

Securities - Extending Order In the Matter of Colmex Pro Limited

August 22, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Extending Order in the Matter of Colmex Pro Limited

For more information contact:
        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca

 


 

Securities - Notice of First Appearance and Statement of Allegations in the Matter of Melnic Group Ltd. and Boss Capital

August 22, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of Melnic Group Ltd. and Boss Capital

 For more information contact:
        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca


 

Securities - Notice of First Appearance and Statement of Allegations in the Matter of FMTrader

August 21, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of FMTrader

For more information contact:
        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca

 


 

Securities - Notice of First Appearance and Statement of Allegations in the Matter of BinaryBook

August 16, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of BinaryBook

For more information contact:

        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca

 


 

Securities - Notice of First Appearance and Statement of Allegations in the Matter of Rbinary and Rbinary Limited

August 16, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of Rbinary and Rbinary Limited

For more information contact:

        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca

 


 

Securities - Multilateral CSA Staff Notice 32-302  Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distribution and Update on BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities

August 15, 2018 - The Canadian Securities Administrators (CSA) today published Multilateral CSA Staff Notice 32-302  Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distribution and Update on BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities

For more information contact:
        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

 


 

Securities - Hampton House Limited Partnership Exemption Decision

August 3, 2018 - Hampton House Limited Parnership Exemption Decision

For more information please contact:

        Mikale White, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 798-3381
        Fax: (306) 787-5899
        Email: Mikale.White@gov.sk.ca

 


 

Securities - Extending Order In the Matter of  Vincent John Mullee and Vince Mulle Financial Inc.

August 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.

For more information contact:
        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

 


 

Securities - Extending Order In the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

August 1, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Extending Order in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited

For more information contact:
        Nathanial Day, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: nathanial.day@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term