August 2018
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
August 2018
Securities - Notice of First Appearance and Statement of Allegations in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
August 29, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Staff Notice 81-331
August 23, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-331 Investment Funds Investing in Bail-in Debt
For more information please contact:
- Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: Heather.Kuchuran@gov.sk.ca
Securities - CSA Staff Notice 46-309 Bail-in Debt
August 23, 2018 - The Canadian Securities Administrators (CSA) today published CSA Staff Notice 46-309 Bail-in Debt
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Extending Order In the Matter of Colmex Pro Limited
August 22, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Extending Order in the Matter of Colmex Pro Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Notice of First Appearance and Statement of Allegations in the Matter of Melnic Group Ltd. and Boss Capital
August 22, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of Melnic Group Ltd. and Boss Capital
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Notice of First Appearance and Statement of Allegations in the Matter of FMTrader
August 21, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of FMTrader
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Notice of First Appearance and Statement of Allegations in the Matter of BinaryBook
August 16, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of BinaryBook
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Notice of First Appearance and Statement of Allegations in the Matter of Rbinary and Rbinary Limited
August 16, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Statement of Allegations in the Matter of Rbinary and Rbinary Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Multilateral CSA Staff Notice 32-302 Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distribution and Update on BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities
August 15, 2018 - The Canadian Securities Administrators (CSA) today published Multilateral CSA Staff Notice 32-302 Notice of Revocation for Certain Local Orders Providing Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distribution and Update on BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Hampton House Limited Partnership Exemption Decision
August 3, 2018 - Hampton House Limited Parnership Exemption Decision
For more information please contact:
Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: Mikale.White@gov.sk.ca
Securities - Extending Order In the Matter of Vincent John Mullee and Vince Mulle Financial Inc.
August 8, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Extending Order In the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
August 1, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued Extending Order in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca