December 2017

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

December 2017

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Securities – Order In the Matter of Aurora Cannabis Inc. et al

December 22, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of Aurora Cannabis Inc. et al. (Aurora Application).

Order - December 22, 2017

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Order In the Matter of CanniMed Therapeutics Inc. et al

December 22, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of CanniMed Therapeutics Inc. et al. (CanniMed Application).

Order - December 22, 2017

For more information contact:

Securities – Order In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. et al

December 22, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. et al. (CanniMed Special Committee Application).

Order - December 22, 2017

For more information contact:

Securities – CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities

December 21, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities.

CSA Staff Notice 21-321

For more information contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca

Securities – Notice From the Registrar in the Matter of CanniMed Therapeutics Inc. et al

December 20, 2017 - Take notice that the hearing in the above-noted matter scheduled to be heard December 20, 2017 at 8:00 a.m. will be heard on December 20, 2017 at 12:00 p.m. (CanniMed Application).

Notice From the Registrar - December 20, 2017

For more information contact:

Securities – Notice From the Registrar in the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. et al

Notice From the Registrar - December 20, 2017

For more information contact:

Securities – Notice From the Registrar in the Matter of Aurora Cannabis Inc. et al

December 20, 2017 - Take notice that the hearing in the above-noted matter scheduled to be heard December 20, 2017 at 8:00 a.m. will be heard on December 20, 2017 at 12:00 p.m. (Aurora Application).

Notice From the Registrar - December 20, 2017

For more information contact:

Securities – Amended Notice of Hearing In the Matter of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc.

December 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Amended Notice of Hearing In the Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Application).

Amended Notice of Hearing - December 18, 2017

For more information contact:

Securities – Amended Notice of Hearing In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc.

December 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Amended Notice of Hearing In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc. (CanniMed Special Committee Application).

Amended Notice of Hearing - December 18, 2017

For more information contact:

Securities – General Order 96-501 Exemption from Certain Derivatives Reporting Requirements

December 15, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 96-501 Exemption from Certain Derivatives Reporting Requirements.

General Order 96-501

For more information contact:

Securities – Multilateral CSA Staff Notice 96-302 Variation, Amendment, or Revocation and Replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting

December 15, 2017 - Today the Canadian Securities Administrators are publishing Multilateral CSA Staff Notice 96-302 Variation, Amendment, or Revocation and Replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under Multilateral Instrument 96-101 Trade Repositories and Derivvatives Data Reporting.

CSA Staff Notice 96-302

For more information contact:

Securities – FCAA Staff Notice 31-703 Change to Criminal Record Check Process for Individuals Registering Where Saskatchewan is the Principal Regulator

December 15, 2017 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing Staff Notice 31-703 Change to Criminal Record Check Process for Individuals Registering Where Saskatchewan is the Principal Regulator.

FCAA Staff Notice 31-703

Securities – FCAA Local Staff Notice 41-701 Change to Personal Information Form Process Where Saskatchewan is the Principal Regulator

December 15, 2017 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing Local Staff Notice 41-701 Change to Personal Information Form Process Where Saskatchewan is the Principal Regulator.

FCAA staff Notice 41-701

Securities – CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency

December 14, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency.

CSA Staff Notice 21-320

For more information contact:

Securities – CSA Staff Notice 23-320 Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada

December 14, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 23-320 Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada.

CSA Staff Notice 23-320

For more information contact:

Securities – Order In the Matter of Aurora Cannabis Inc. et al

December 13, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of Aurora Cannabis Inc. et al. (Aurora Application).

Order - December 13, 2017

For more information contact:

Securities – Order In the Matter of CanniMed Therapeutics Inc. et al

December 13, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of CanniMed Therapeutics Inc. et al. (CanniMed Application).

Order - December 13, 2017

For more information contact:

Securities – Order In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. et al

December 13, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. et al. (CanniMed Special Committee Application).

Order - December 13, 2017

For more information contact:

Securities – Notice of Hearing In the Matter of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc.

December 12, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing In the Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Application).

Notice of Hearing - December 12, 2017

For more information contact:

Securities – Notice of Hearing In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc.

December 12, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc. (CanniMed Special Committee Application).

Notice of Hearing - December 12, 2017

For more information contact:

Securities – CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2018*

December 12, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 13-315 Securities Rgulatory Authority Closed dates 2018*.

CSA Staff Notice 13-315

For more information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

Securities – Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions

December 12, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) is adopting amendments to the local blanket order that implemented the start-up crowdfunding registration and prospectus exemptions in Saskatchewan initially adopted on May 14, 2015 and amended on January 25, 2016 and June 30, 2016. FCAA is also adopting changes to the Guides published on May 14, 2015 and revised on February 24, 2016 and June 30, 2016. FCAA has amended the start-up crowdfunding exemption to allow businesses in Saskatchewan and Alberta to raise funds from investors residing in those provinces.

The amendments are in effect in Saskatchewan as of December 1, 2017.

For more information contact:

Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: mikale.white@gov.sk.ca

Securities – Amended Cross-Application of CanniMed Therapeutics Inc. to the Application of Aurora Cannibas Inc. In the Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc.

December 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Amended Cross-Application of CanniMed Therapeutics Inc. to the Application of Aurora Cannibas Inc. In the Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Application).

Amended Cross-Application

For more information contact:

Securities – Amended Application of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. In The Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc.

December 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Amended Application of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. In The Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Special Committee Application).

Amended Application - December 11, 2017

For more information contact:

Securities – Order In the Matter of Aurora Cannabis Inc. and In the Matter of Cannimed Therapeutics Inc.

December 8, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of Aurora Cannabis Inc. and In the Matter of Cannimed Therapeutics Inc. (Aurora Application).

Order - December 8, 2017

For more information contact:

Securities – Notice of Hearing In the Matter of Aurora Cannabis Inc. and In the Matter of Cannimed Therapeutics Inc.

December 8, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing In the Matter of Aurora Cannabis Inc. and In the Matter of Cannimed Therapeutics Inc. (Aurora Application).

Notice of Hearing - December 8, 2017

For more information contact:

Securities – Joint CSA Staff Notice 31-351, IIROC Notice 17-0229, MFDA Bulletin #0736-M Complying with requirements regarding the Ombudsman for Banking Services and Investments

December 7, 2017 - Today the Canadian Securities Administrators are publishing Joint CSA Staff Notice 31-351, IIROC Notice 17-0229, MFDA Bulletin #0736-M Complying with requirements regarding the Ombudsman for Banking Services and Investments.

CSA Joint Staff Notice 31-351

For more information please contact:

Securities – CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick

December 7, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick.

For more information contact:

Securities – Joint Canadian Securities Administrators / Investment Industry Regulatory Organization of Canada Staff Notice 23-319 Internalization in the Canadian Market

December 5, 2017 - Today the Canadian Securities Administrators & Investment Industry Regulatory Organization of Canada jointly publish Staff Notice 23-319 Internalization in the Canadian Market.

CSA/IIROC Staff Notice 23-319

For more information contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871 Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca

Securities – The Securities Commission (Adoption of National Instruments) (MI 91-102) Amendment Regulations, 2017

December 4, 2017 - The Securities Commission (Adoption of National Instruments) (MI 91-102) Amendment Regulations, 2017 come into force on December 12, 2017.

Prohibition of Binary Options - December 12, 2017

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – The Securities Commission (Adoption of National Instruments) (NI 31-103 and NI 33-109) Amendment Regulations, 2017

December 4, 2017 - The Securities Commission (Adoption of National Instruments) (NI 31-103 and 33-109) Amendment Regulations, 2017 came into force on December 4, 2017.

Commission Amendment Regulation

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Application of Aurora Cannabis Inc. In the Matter of CanniMed Therapeutics Inc.

December 4, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Application of Aurora Cannabis Inc. In the Matter of CanniMed Therapeutics Inc. (Aurora Application).

Application

For more information contact:

Sonne Udemgba, Deputy Director, Legall
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca