August 2011

August 2011

 

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Securities - Notice of Application to Extend a Temporary Order

August 31, 2011 - Notice of Application to Extend a Temporary Order for I.W.F Incorporated also known as I.W.F. Inc.,Keystone Explorations, Horizon Explorations, and Jack Shore.

• Notice of Application to Extent a Temporary Order - August 31, 2011

 

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Securities - The Securities Commission (Adoption of National Instruments) Amendment Regulations 2011 (No. 2) come into force - August 17, 2011

The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2011(No. 2) came into force on July 6, 2011. The regulations:

1.  amend National Instrument 31-103 Registration Requirements and Exemptions and National Instrument 33-109 Registration Information, and
2. amend National Instrument 43-101 Standards of Disclosure for Mineral Projects together with consequential amendments to:

• National Instrument 44-101 Short form Prospectus Distributions,
• Form 51-102F1 Management’s Discussion and Analysis,
• Form 51-102F2 Annual Information Form,
• National Instrument 45-106 Prospectus and Registration Exemptions, and
• National Instrument 45-101 Rights Offerings

 

• The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2011 (No. 2)

Contact:

Barbara Shourounis
(306) 787-5842

 

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Securities - Extending Order

August 15, 2011 - Extending Order for Gold Vault Metals, LLC, Worth Bullion Group, Inc., Brian Darrow, Vincent Zapputo, and Mark Walker.

• Extending Order - August 15, 2011

 

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Securities - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds

August 12, 2011 - Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds.

• Notice and request for comment
• Annex A - Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure and Form 81-101F3 Contents of Fund Facts Documents
• Annex B - Amendments to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
• Annex C - Amendments to National Instrument 81-102 Mutual Funds

 

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Securities - Notice of Application to Extend a Temporary Order

August 8, 2011 - Notice of Application to Extend a Temporary Order for Gold Vault Metals, LLC, Worth Bullion Group, Inc., Brian Darrow, Vincent Zapputo, and Mark Walker.

• Notice of Application to Extend a Temporary Order - August 8, 2011

 

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Securities - Incorporation of Sales Representatives of Registered Dealers and Advisers - Summary of Consultation Responses

August 3, 2011 - Incorporation of Sales Representatives of Registered Dealers and Advisers

Summary of Consultation Responses:

In December 2010, a working group of provincial/territorial government officials (Working Group) issued a Consultation Paper to seek feedback on possible options for the incorporation of individual sales representatives of registered dealers and advisers. The comment period closed February 25, 2011.

The Working Group received 63 written responses and has completed a summary of the written responses to the Consultation Paper. The Working Group’s summary also includes recommendations for next steps regarding the incorporation project.

Click here for the written comment letters received during the comment period.

• Consultation Paper: Consultation on Possible Options for the Incorporation of Individual Representatives of Registered Dealers and Advisers in Canada 
• Summary of the written responses

 

Contact:

Chris Hambleton
Crown Counsel
Legislative Services
Ministry of Justice and Attorney General
(306) 787-8107

 

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Securities - CSA Staff Notice 23-311 Regulatory Approach to Dark Liquidity in the Canadian Market

August 2, 2011 - CSA Staff Notice 23-311 Regulatory Approach to Dark Liquidity in the Canadian Market.

• News Release
• Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 23-311 Regulatory Approach to Dark Liquidity in the Canadian Market

 

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Securities - Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers

August 2, 2011 - Notice and Request for Comment - Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers.

• Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
• National Instrument 41-101 General Prospectus Requirements
• National Instrument 44-101 Short Form Prospectus Distributions
• National Instrument 45-106 Prospectus and Registration Exemptions
• National Instrument 51-102 Continuous Disclosure Obligations
• National Instrument 52-109 Certification of Disclosure In Issuers’ Annual and Interim Filings
• National Instrument 52-110 Audit Committees
• National Instrument 58-101 Disclosure of Corporate Governance Practices
• National Instrument 43-101 Standards of Disclosure for Mineral Projects
• National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
• National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards
• National Instrument 44-102 Shelf Distributions
• National Instrument 45-101 Rights Offerings
• National Instrument 55-104 Insider Reporting Requirements and Exemptions
• National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
• Multilateral Instrument 11-102 Passport System
• Companion Policy 41-101CP General Prospectus Requirements
• Companion Policy 44-101CP Short Form Prospectus Distributions
• Companion Policy 44-102CP Shelf Distributions
• Companion Policy 45-106CP Prospectus and Registration Exemptions
• Companion Policy 43-101CP Standards of Disclosure for Mineral Projects
• Companion Policy 51-101CP Standards of Disclosure for Oil and Gas Activities
• Companion Policy 51-102CP Continuous Disclosure Obligations
• Companion Policy 52-107CP Acceptable Accounting Principles and Auditing Standards
• Companion Policy 52-109CP Certification of Disclosure In Issuers’ Annual and Interim Filings
• Companion Policy 71-102CP Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
• National Policy 12-202 Revocation of a Compliance Related Cease Trade Order
• National Policy 12-203 Cease Trade Orders for Continuous Disclosure Defaults
• National Policy 51-201 Disclosure Standards
• National Policy 58-201 Corporate Governance Guidelines

 

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Securities - Cirrus Energy Corporation Decision pursuant to section 92 of The Securities Act, 1988

April 28, 2011 - Decision pursuant to section 92 of The Securities Act, 1988 that Cirrus Energy Corporation is no longer a reporting issuer.

• Decision - April 28, 2011