May 2014
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
May 2014
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Securities – Geneba Properties N.V. Decision pursuant to section 92 of The Securities Act, 1988
May 30, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Geneba Properties N.V. is no longer a reporting issuer.
Securities – Investor Alert
May 30, 2014 - The Financial and Cosumer Affairs Authority of Saskatchewan (FCAA) has issued an Investor Alert regarding Global Settlements Group, an entity that appears to be contacting Saskatchewan investors in York Rio Resources Inc. Global Settlements Group is claiming to hold funds in a “Settlement Fund Account” and investors are being invited to provide information so that they may receive their share of this money.
Securities – The Financial and Consumer Affairs Authority of Saskatchewan Decision pursuant to NI 51-102, NI 52-109, NI 52-110, NI 55-102, NI 55-104 and NI 58-101 in the Matter of Viterra Inc. and Glencore PLC
May 30, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued a Decision pursuant to National Instrument 51-102 – Continuous Disclosure Obligations, National Instrument 52-109 – Certification of Disclosure in Issuers’ Annual and Interim Filings, National Instrument 52-110 – Audit Committees, National Instrument 55-102 – System for Electronic Disclosure by Insiders, National Instrument 55-104 – Insider Reporting Requirements and Exemptions and National Instrument 58-101 – Disclosure of Corporate Governance Practices in the Matter of Viterra Inc. and Glencore PLC
Securities – CSA Staff Notice 31-339 Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
May 29, 2014 - All CSA members have issued parallel orders that provide Investment Industry Regulatory Organization of Canada (IIROC) member firms with relief from certain provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), which form part of the Client Relationship Model Phase 2 (CRM2). All CSA members except Québec have issued parallel orders that provide Mutual Fund Dealers Association of Canada (MFDA) member firms with relief from certain CRM2 provisions of NI 31-103. Those CRM2 provisions of NI 31-103 do not apply to IIROC and MFDA member firms, provided they comply with the corresponding requirements of IIROC and the MFDA, respectively.
- CSA Staff Notice 31-339
- Saskatchewan General Ruling/Order 31-927
- Saskatchewan General Ruling/Order 31-928
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – New Moon Minerals Corp. Decision pursuant to section 92 of The Securities Act, 1988
May 28, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that New Moon Minerals Corp. is no longer a reporting issuer.
Securities – Slate U.S. Opportunity (No. 2) Realty Trust Decision pursuant to section 92 of The Securities Act, 1988
May 27, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Slate U.S. Opportunity (No. 2) Realty Trust is no longer a reporting issuer.
Securities – Vitran Corporation Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 26, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Vitran Corporation Inc. is no longer a reporting issuer.
Securities – Tigray Resources Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 26, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Tigray Resources Inc. is no longer a reporting issuer.
Securities – Notice of First Appearance and Statement of Allegations In the Matter of Relative Resources Ltd.
May 23, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of First Appearance and Statement of Allegations in the Matter of Relative Resources Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101, and NI 52-110
May 22, 2014 - The Canadian Securities Administrators are publishing for comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations, National Instrument 41-101 General Prospectus Requirements and National Instrument 52-110 Audit Committees. Comment period ends August 20, 2014.
- CSA Notice and Request for Comment
- Annex A1 - Proposed Amendments to National Instrument 51-102
- Annex A2 - Proposed Changes to Companion Policy to National Instrument 51-102
- Annex A3 - Blackline Excerpts of Proposed Amendments to National Instrument 51-102
- Annex A4 - Blackline Excerpts of Proposed Changes to Companion Policy 51-102CP
- Annex B - Local Matters
For more information, please contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – Investor Alert
May 21, 2014 - The Financial and Cosumer Affairs Authority of Saskatchewan (FCAA) has issued an Investor Alert regarding the website of TradeRush, www.traderush.com which claims to provide an online platform for trading binary options.
Securities – Otelco Inc. Decision pursuant to section 92 of The Securities Act, 1988
May 16, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Otelco Inc. is no longer a reporting issuer.
Securities – The Financial and Consumer Affairs Authority of Saskatchewan Decision pursuant to sections 83 and 160 of The Securities Act, 1988 in the Matter of Natural Gas Exchange Inc.
May 16, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued a Decision pursuant to sections 83 and 160 of The Securities Act, 1988 in the Matter of Natural Gas Exchange Inc.
Securities – Broadway Credit Card Trust Decision pursuant to section 92 of The Securities Act, 1988
May 16, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Broadway Credit Card Trust is no longer a reporting issuer.
Securities – Cease Trade Order in the Matter of Tri-Media Integrated Marketing Technologies Inc.
May 15, 2014 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act 1988 that all trading in the securities of Tri-Media Integrated Marketing Technologies Inc. (the issuer) cease until the Issuer files the Required Records.
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities – CSA Notice and Request for Comment - Proposed Amendments to NI 23-101
May 15, 2014 - The Canadian Securities Administrators are publishing for comment proposed amendments to National Instrument 23-101 Trading Rules and the related Companion Policy 23-101CP, together with a proposed data fee review methodology. Comment period ends September 19, 2014.
- CSA Notice and Request for Comment
- Annex A - Background and Description of the Proposed Amendments
- Annex B - Amendments Proposed to NI 23-101
- Annex C - Blacklined Version of NI 23-101 and 23-101CP Identifying Changes to Implement the Proposed Amendments
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities – Extending Order in the Matter of Dominion Bitcoin Mining Company
May 14, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Dominion Bitcoin Mining Company Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – Champion Iron Mines Limited Decision pursuant to section 92 of The Securities Act, 1988
My 2, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Nord Gold N.V. is no longer a reporting issuer.
Securities – Notice of Hearing in the Matter of Jack Louis Comeau
May 1, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing in the Matter of Jack Louis Comeau.
For more information contact:
Dean Murrison, Director, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5879
Email: dean.murrison@gov.sk.ca
Securities – Temporary Order in the Matter of Dominion Bitcoin Mining Company
May 1, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order in the Matter of Dominion Bitcoin Mining Company Ltd.
For more information contact:
Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – CSA Staff Notice 31-338 Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a Self-Regulatory Organization
May 1, 2014 - CSA Staff Notice 31-338 - The Canadian Securities Administrators are implementing amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations as well as Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to the provision of independent dispute resolution or mediation services to clients of all registered dealers and registered advisers.
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca