May 2021
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
May 2021
Securities – CSA Notice of Publication National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure Companion Policy 52-112 Non-GAAP and Other Financial Measures Disclosure and Related Consequential Amendments and Changes
May 28, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing the May 27, 2021 CSA Notice of Publication National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure Companion Policy 52-112 Non-GAAP and Other Financial Measures Disclosure and Related Consequential Amendments and Changes.
Annex A List of Commenters
Annex B Summary of Comments and CSA Responses
Annex C National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure
Annex D Companion Policy 52-112 Non-GAAP and Other Financial Measures Disclosure
Annex E Amendments to Multilateral Instrument 45-108 Crowdfunding
Annex F Change to Companion Policy 45-108CP Crowdfunding
Annex G Change to Companion Policy 51-102CP Continuous Disclosure Obligations
Annex H Change to Companion Policy 51-105CP Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
Annex I Change to Companion Policy 52-107CP Acceptable Accounting Principles and Auditing Standards
Annex J Local Matters - Saskatchewan
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities - Notice of Teleconfrence Call in the Matter of Cashew De Oro Industrias Y Processamiento, S. A. Harold David Isaac Mans Meijer
May 26, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the matter of Cashew De Oro Industrias Y Processamiento, S. A. Harold David Isaac Mans Meijer.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Francois Paul Blouin
May 25, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Setting Hearing Dates in the Matter of Francois Paul Blouin.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers - and - Seeking Feedback on a Proposed Framework for Semi-Annual Reporting - Venture Issuers on a Voluntary Basis
May 20, 2021 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers - and - Seeking Feedback on a Proposed Framework for Semi-Annual Reporting - Venture Issuers on a Voluntary Basis.
Annex A Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations
Annex B Proposed Annotated Form 51-102F1 Annual Disclosure Statement
Annex C Proposed Annotated Form 51-102F2 Interim Disclosure Statement
Annex D Proposed Changes to Companion Policy 51-102CP to National Instrument 51-102 Continuous Disclosure Obligations
Annex E Proposed Amendments to Existing Rules
- Multilateral Instrument 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions
- National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
- National Instrument 43-101 Standards of Disclosure for Mineral Projects
- National Instrument 44-102 Shelf Distributions
- National Instrument 45-106 Prospectus Exemptions
- Multilateral Instrument 45-108 Crowdfunding
- National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
- Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
- National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings
- National Instrument 52-110 Audit Committees
- National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer
- National Instrument 55-104 Insider Reporting Requirements and Exemptions
- National Instrument 58-101 Disclosure of Corporate Governance Practices
- Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions
- National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
- National Instrument 81-101 Mutual Fund Prospectus Disclosure
- National Instrument 41-101 General Prospectus Requirements
- National Instrument 44-101 Short Form Prospectus Distributions
- National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
Annex F Proposed Changes to Existing Policieso National Policy 11-201 Electronic Delivery of Documents
- National Policy 11-206 Process for Cease to be a Reporting Issuer Applications
- National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
- National Policy 12-202 Revocation of Certain Cease Trade Orders
- National Policy 12-203 Management Cease Trade Orders
- National Policy 41-201 Income Trusts and Other Indirect Offerings
- Companion Policy 43-101CP to National Instrument 43-101 Standards of Disclosure for Mineral Projects
- Companion Policy 45-106CP Prospectus Exemptions
- National Policy 46-201 Escrow for Initial Public Offerings
- Companion Policy 51-101CP Standards of Disclosure for Oil and Gas Activities
- National Policy 51-201 Disclosure Standards
- Companion Policy 52-109CP to National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings
- Companion Policy 52-110CP to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer
- Companion Policy 54-101CP to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer
- Companion Policy 71-102CP Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
- Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements
- Companion Policy 44-101CP to National Instrument 44-101 Short Form Prospectus Distributions
Annex G Semi-Annual Reporting for Certain Venture Issuers on a Voluntary Basis
Annex H Local Matters - Saskatchewan
The comment period ends September 17, 2021.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – General Order 94-502 Exempting Regulated Clearing Agencies from the frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency
May 20, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 94-502 Exempting Regulated Clearing Agencies from the frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency with the effective date of August 1, 2021.
For more information, contact:
Derek Maher, J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities – CSA Notice 94-304 Frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency
May 20, 2021 – Today the Canadian Securities Administrators are publishing CSA Notice 94-304 Frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency.
For more information, contact:
Derek Maher, J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca