June 2011

June 2011

 

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Securities - Adjournment

June 27, 2011 - Alena Marie Pastuch,Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.

 

• Adjournment letter (decision) - June 27, 2011

• Adjournment (revised) - June 27, 2011

 

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Securities - Notice and Request for Comment - Amendments to National Instrument 31-103 regarding cost disclosure and performance reporting

June 22, 2011 - Notice and Request for Comment - Amendments to National Instrument 31-103 regarding cost disclosure and performance reporting.

• Notice
• Appendix A- amendments to NI 31-103
• Appendix B - NI 31-103 black lined to show proposed amendments
• Appendix C - Companion policy to NI 31-103 black linked to show proposed amendments
• Appendix D - Sample Account Performance Report
• Report on Performance Reporting and Cost Disclosure - by The Brondesbury Group 
• Report on Performance Reporting and Cost Disclosure - by The Brondesbury Group
• CSA Performance Report Testing by Allen Research Corporation

 

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Securities - CSA Staff Notice 31-324 Exempt market dealers and account statement requirements in National Instrument 31-103

June 22, 2011 - CSA Staff Notice 31-324 Exempt market dealers and account statement requirements in National Instrument 31-103.

• CSA Staff Notice 31-324 

 

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Securities - Notice and Request for Comment

June 21, 2011 - Notice and Request for Comment.

• News release

• CSA Consultation Paper 91-402 Derivatives: Trade Repositories

 

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Securities - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2011 come into force

June 11, 2011 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2011 come into force.

• The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2011

 

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Securities - Carrington, Gregory

June 10, 2011 - Reciprocal Order.

• Reciprocal Order - June 10, 2011

 

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Securities - Notice and Request for Comment - Proposed Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

June 10, 2011 - Notice and Request for Comment - Proposed Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets.

• Notice
• Companion Policy
• Form 51-105F1 Notice - OTC Issuer Ceases to be an OTC Reporting Issuer
• Form 51-105F2 Notice of Promotional Activities
• Form 51-105F3A Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information
• Form 51-105F3B Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information
• Form 51-105F4 Notice - Issuer Ceases to be an OTC Reporting Issuer

 

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Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2011 come into force

June 9, 2011 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2011 come into force on June 9, 2011. 

• Commission Regulation 2011 - up to and including page 212
• Commission Regulation 2011 - pages 213 to 363
• Commission Regulation 2011 - pages 364 to 593
   

 

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-5879
Fax:  (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

 

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Securities - Order

June 9, 2011 - West African Industries Inc, 101065273 Saskatchewan ltd, 101076568 Saskatchewan Ltd, Life Systems Corporation, Allan Peter Moen, and Louis Supera.

• Order - June 9, 2011
• Extending Order - June 9, 2011