December 2014

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

December 2014

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Securities – Notice of First Appearance and Statement of Allegations in the Matter of Fred Louis Sebastian

December 22, 2014- The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of First Appearance and Statement of Allegations in the Matter of Fred Louis Sebastian.

Notice of First Apperance and Statement of Allegations - December 22, 2014

For more information please contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca

Securities – Order in the Matter of Innovative American Technology Inc., Neogenix Oncology, Inc., and Lorne Michael Piett

December 22, 2014 - The Financial and Consumer Affairs Authority of Saskatchewn today issued an Order in the Matter of Innovative American Technology Inc., Neogenix Oncology, Inc., and Lorne Michael Piett.

Order - December 22, 2014

For more information please contact:

Securities – Adjournment Notice in the Matter of Relative Resources Ltd. et al

December 22, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Adjournment Notice in the Matter of Relative Resources Ltd., Dwight Campbell, and Sean Kirkpatrick.

Adjournment Notice - December 22, 2014

For more information please contact:

Securities – Cayden Resources Inc. Decision pursuant to section 92 of The Securities Act, 1988

December 22, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Cayden Resources Inc. is no longer a reporting issuer.

Decision - December 22, 2014

Securities – General Order 45-927 - Exemption from the Registration Requirement in NI 31-103 for Trades in Short-Term Debt Instruments

December 19, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) has issued General Order 45-927 Exemption from the Registration Requirement in NI 31-103 for Trades in Short-Term Debt Instruments which extended this exemption until July 11, 2015 when it will be replaced by new provisions in National Instrument 31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations.

General Order 45-927

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – Huntingdon Capital Corp. Decision pursuant to section 92 of The Securities Act, 1988

December 19, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Huntingdon Capital Corp. is no longer a reporting issuer.

Decision - December 19, 2014

Securities – Decision in Application for Stay in the Matter of Alena Marie Pastuch et al

December 19, 2014 - The Hearing Panel, appointed by the Chair of the Financial and Consumer Affairs Authority of Saskatchewan, today issued a Decision in Application for an Interim Stay of Proceedings in the matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.

Decision in Application for Stay - December 19, 2014

For more information, please contact:

Securities - Revocation Order in the Matter of IIROC Strip Bond Information Statement

December 18, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) issued a Revocation Order in the Matter of The Investment Industry Regulatory Organization of Canada (IIROC) and a Strip Bond Information Statement.

Revocation Order - December 18, 2014

For more information, please contact:

Securities – Decision on Sanctions in the Matter of Alena Marie Pastuch et al

December 18, 2014 - The Hearing Panel, appointed by the Chair of the Financial and Consumer Affairs Authority of Saskatchewan, today issued a Decision on Sactions in the matter of Alena Marie Pastuch, Teamworx Productions Ltd., Idendego Inc., 101114386 Saskatchewan Ltd., 101115379 Saskatchewan Ltd., and Cryptguard Ltd.

Decision on Sanctions - December 18, 2014

For more information, please contact:

Securities – Bell Aliant Inc., Bell Aliant Preferred Equity Inc., Bell Aliant Regional Communications Inc., and Bell Aliant Regional Communications, Limited Partnership Decision pursuant to section 92 of The Securities Act, 1988

December 18, 2014 - Decision pursuant to section 92 of The Securities Act, 1988 that Bell Aliant Inc., Bell Aliant Preferred Equity Inc., Bell Aliant Regional Communications Inc., and Bell Aliant Regional Communications, Limited Partnership Decision are no longer reporting issuers.

Decision - December 8, 2014

Securities – Decision on Request for Costs in the matter of Dominion Bitcoin Mining Company Ltd. et al

December 15, 2014 - The Financial and Consumer Affairs Authority of Saskatchewn today issued a Decision on Request for Costs in the matter of Dominion Bitcoin Mining Company Ltd., Jason Edmund Dearborn, Peter Scott Voldeng, and Ronald James Frederick Gibbon.

Decision on Request for Costs - December 15, 2014

For more information please contact:

Securities – CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies

December 11, 2014 - The Canadian Securities Administrators are publishing for a 90 day comment period proposed amendments to:

National Instrument 41-101 General Prospectus Requirements
National Instrument 44-101 Short Form Prospectus Distributions
National Instrument 45-106 Prospectus and Registration Exemptions
National Policy 46-201 Escrow for Initial Public Offerings
National Instrument 51-102 Continuous Disclosure Obligations
Except in Ontario, Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
National Instrument 52-110 Audit Committees
National Instrument 58-101 Disclosure of Corporate Governance Practices
In Ontario and Québec, Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions
National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
National Instrument 81-101 Mutual Fund Prospectus Disclosure

The comment period ends March 11, 2015.

For more information, please contact:

Securities – CSA Notice of Amendments to National Instrument 81-101 and Companion Policy 51-101CP

December 11, 2014 - The Canadian Securities Administrators (the CSA) are making amendments (the Amendments) to implement pre-sale delivery of the fund facts document for conventional mutual funds.

The Amendments are to:

National Instrument 81-101 Mutual Fund Prospectus Disclosure; and
Companion Policy 81-101CP to National Instrument 81-101 Mutual Fund Prospectus Disclosure.

Subject to Ministerial approval the Amendments come into force on March 11, 2015.

Adopting the Amendments completes the CSA’s implementation of the point of sale disclosure framework for mutual funds articulated in October 2008 by the CSA and the Canadian Council of Insurance Regulators, as members of the Joint Forum of Financial Market Regulators.

For more information contact:

Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-1009
Email: Heather.Kuchuran@gov.sk.ca

Securities – Order re: Settlement Agreement in the Matter of I.A. Michael Investment Counsel Ltd. and Irwin A. Michael

December 10, 2014 – The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order re: Settlement Agreement in the Matter of I.A. Michael Investment Counsel Ltd. and Irwin A. Michael.

Order - December 10, 2014

For more information please contact:

Securities – Order Setting Hearing Dates in the matter of Dominion Bitcoin Mining Company Ltd. et al

December 10, 2014 - The Financial and Consumer Affairs Authority of Saskatchewn today issued an Order Setting Hearing Dates in the matter of Dominion Bitcoin Mining Company Ltd., Jason Edmund Dearborn, Peter Scott Voldeng, and Ronald James Frederick Gibbon.

Order Setting Hearing Dates - December 10, 2014

For more information please contact:

Securities – Adjournment Notice in the matter of Paradigm Portfolio Management Corporation et al

December 9, 2014 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Adjournment Notice in the matter of Paradigm Portfolio Management Corporation, Kyle Kozuska and Ryan John Smith.

Adjournment Notice - December 9, 2014

For more information please contact:

Securities – Cooperative Capital Markets Regulatory System: Update on the Draft Initial Regulations

December 5, 2014 - The participating provinces have made significant progress toward preparing draft initial regulations to be proposed for adoption under the proposed provincial Capital Markets Act (PCMA). Although they will not be ready for publication by the previously announced milestone date of December 19, 2014, we expect to publish the draft initial regulations for comment in the early spring of 2015.

Cooperative Capital Markets Regulatory System update on the draft initial regulations - December 5, 2014

Securities – CSA Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2015

December 4, 2014 - CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2014.

CSA Staff Notice 13-315 (Revised)

For more information, please contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

Securities – CSA Notice of Amendments to National Instrument 51-101 and Companion Policy 51-101

December 4, 2014 - The Canadian Securities Administrators (CSA) are making amendments in responce to our observation of reporting issuer disclosure and to industry feedback.

The instruments and policies affected by the Amendments are as follows:

National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
Companion Policy 51-101 Standards of Disclosure for Oil and Gas Activities.

Subject to ministerial approval, amendments in effect: July 1, 2015.

For more information contact:

Securities – CSA Notice 51-324 Revised Glossary to NI 51-101 Standards of Disclosure For Oil And Gas Activities

December 4, 2014 - This Canadian Securities Administrators Staff Notice, originally issued December 28, 2007; revised December 30, 2010 and November 27, 2014 explains much of the terminology used in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and its forms and the Companion Policy.

CSA Staff Notice 51-324

For more information, please contact:

Tony Herdzik, Deputy Director, Corporate Finance
    Securities Division
    Financial and Consumer Affairs Authority of Saskatchewan
    Suite 601, 1919 Saskatchewan Drive
    Regina, Saskatchewan S4P 4H2
    Phone: (306) 787-5849
    Fax: (306) 787-5899
    Email: tony.herdzik@gov.sk.ca

Securities – CSA Notice 51-327 Revised Guidance On Oil And Gas Disclosure

December 4, 2014 - This Canadian Securities Administrators Staff Notice, originally issued February 27, 2009; revised December 30, 2010 and December 29, 2011 provides guidance on compliance with aspects of National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities. This Notice is now further updated to discuss observations by CSA Staff in reviewing disclosure in light of recent amendments to NI 51-101 and to re-emphasize or expand guidance on some issues discussed in previous versions of this Notice.

CSA Staff Notice 51-327

For more information, please contact:

    Tony Herdzik, Deputy Director, Corporate Finance
    Securities Division
    Financial and Consumer Affairs Authority of Saskatchewan
    Suite 601, 1919 Saskatchewan Drive
    Regina, Saskatchewan S4P 4H2
    Phone: (306) 787-5849
    Fax: (306) 787-5899
    Email: tony.herdzik@gov.sk.ca

Securities – Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. Decision pursuant to section 160 of The Securities Act, 1988

December 3, 2014 - Decision pursuant to section 160 of The Securities Act, 1988 that Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. are exempt from the requirement to be recognized as a stock exchange, an exchange, or a self regulatory organization.

Securities - Canadian Securities Regulators Release IIROC Oversight Review Report

December 4, 2014 - The Canadian Securities Administrators (CSA) today released the Oversight Review Report that focuses on certain functional areas and key processes of the Investment Industry Regulatory Organization of Canada (IIROC).

2014 IIROC Oversight Review Report

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca