July 2022

July 2022

Securities – Mutual Fund Dealers Association of Canada (MFDA) Application regarding the MFDA Discretionary Fund - Notice of Approval Order

July 28, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing an order pursuant to subsection 21.6 (a)  of The Securities Act, 1988, SS 1988-89, c. S-42.2 (Saskatchewan) to allow the Mutual Fund Dealers Association of Canada (MFDA) limited access to the MFDA discretionary fund in order to cover certain external advisor costs incurred by the MFDA in relation to the creation of the New SRO in accordance with subparagraph 10 (A)(v) of Schedule A of the MFDA Recognition Order.

In addition, the Ontario Securities Commission, the British Columbia Securities Commission; the Alberta Securities Commission; the Financial and Consumer Services Commission of New Brunswick; the Manitoba Securities Commission; the Nova Scotia Securities Commission; the Prince Edward Island Office of the Superintendent of Securities Office; Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut and Office of the Yukon Superintendent of Securities issued analogous approvals.

For more information, contact:

        Liz Kutarna
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-5871
        Fax: 306-787-5899
        Email: liz.kutarna@gov.sk.ca

 


 

Securities – Amendment of General Order 45-538 Self-Certified Investor Prospectus Exemption

July 28, 2022 – Today, the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) and the Alberta Securities Commission (ASC) published Multilateral CSA Notice of Amendments to Alberta and Saskatchewan Orders 45-538 Self-Certified Investor Prospectus Exemption.

For more information, contact:

        Mobolanle Depo-Fajumo
        LL.B, B.L, LL.M., CIC.C.
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-798-3381
        Fax : 306-787-5899
        Email: mobolanle.depofajumo2@gov.sk.ca

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term