June 2019

June 2019

Securities - Judgment of the Court of Appeal for Saskatchewan CACV2576 and CACV2655 between 101115379 Saskatchewan Ltd., 101114386 Saskatchewan Ltd., Cryptguard Ltd., Alena Pastuch, Teamworx Production Ltd., Idendego Inc. and Financial and Consumer Affairs Authority

June 25, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published Judgment of the Court of Appeal for Saskatchewan between 101115379 Saskatchewan Ltd., 101114386 Saskatchewan Ltd., Cryptguard Ltd., Alena Pastuch, Teamworx Production Ltd., Idendego Inc. and Financial and Consumer Affairs Authority

• Judgment of the Court - June 25, 2019

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 798-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities - Reasons and Decision on Sanctions and Costs in the Matter of Ronald James Aitkens, also known as Ron Aitkens, 1252064 Alberta Ltd., 1330075 Alberta Ltd., Harvest Capital Management Inc., and Harvest Group GP Corporation

June 24, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Reasons and Decision on Sanctions and Costs in the Matter of Ronald James Aitkens, also known as Ron Aitkens, 1252064 Alberta Ltd., 1330075 Alberta Ltd., Harvest Capital Management Inc., and Harvest Group GP Corporation

• Reasons and Decision on Sanctions and Costs - June 19, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Order in the Matter of AGT Food and Ingredients Inc.

June 21, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published Order in the Matter of AGT Food and Ingredients Inc.

• Order - June 21, 2019

For more information contact:
        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 798-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities - CSA Staff Notice 31-354 Suggested Practices for Engaging with Older or Vulnerable Clients

June 21, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 31-354 Suggested Practices for Engaging with Older or Vulnerable Clients

• CSA Staff Notice 31-354

For more information contact:

Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: curtis.brezinski@gov.sk.ca

Securities - Notice of Withdrawal and Discontinuance in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd., Ava Trade Japan K.K.

June 13, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Notice of Withdrawal and Discontinuance in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd., Ava Trade Japan K.K.

• Notice of Withdrawal and Discontinuance - June 13, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Order Approving Settlement in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd., Ava Trade Japan K.K.

June 13, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published an Order Approving Settlement in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd., Ava Trade Japan K.K.

• Order Approving Settlement - June 13, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Statement of Allegations in the Matter of Gaetan Daniel Blouin

June 13, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Statement of Allegations in the Matter of Gaetan Daniel Blouin.

• Statement of Allegations - June 13, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Sanctions Order in the Matter of SHEC Energy Corporation, James Thomas Beck, Terence Michael Stott

June 3, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Sanctions Order in the Matter of SHEC Energy Corporation, James Thomas Beck, Terence Michael Stott

• Sanctions Order - June 3, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5843
        Fax:  (306) 787-5899
        Email: dallas.smith@gov.sk.ca