February 2015

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

February 2015

Tip: use Ctrl+F to search this webpage when looking for a specific document or topic.

Securities – Registrar's Notice in the matter of Paradigm Portfolio Management Corporation et al

February 26, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Registrar's Notice adjourning the hearing scheduled to commence on March 10, 2015 in the matter of Paradigm Portfolio Management Corporation, Kyle Kozuska, Jerome Meckelborg also known as Jerry Meckelborg, and Mark Meckelborg.

Registrar's Notice Adjourning Hearing - February 26, 2015

For more information please contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca

Securities – Order and Settlement Agreement in the Matter of Paradigm Portfolio Management Corporation et al

February 25, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order and Settlement Agreement in the matter of Paradigm Portfolio Management Corporation, Kyle Kozuska and Ryan John Smith.

Order and Settlement Agreement - February 25, 2015

For more information please contact:

Securities – Adjournment Notice in the matter of Relative Resources Ltd. et al

February 25, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Adjournment Notice in the matter of Relative Resources Ltd., Dwight Campbell, and Sean Kirkpatrick.

Adjournment Notice - February 25, 2015

For more information please contact:

Securities – CSA Staff Notice 51-342 Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities

February 23, 2015 - Staff from the British Columbia Securities Commission, the Alberta Securities Commission, the Ontario Securities Commission and the Autorité des marchés financiers, (staff or we) recently reviewed the disclosure provided by certain reporting issuers that announced publicly their intention to enter into Canada’s medical marijuana industry. In June 2013, the Canadian Government enacted the Marijuana for Medical Purposes Regulations (MMPR) which govern the production, distribution and use of medical marijuana in Canada. These regulations became substantially effective on April 1, 2014.

CSA Staff Notice 51-342

For more information contact:

Heather Kuchuran, Senior Securities Analyst
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca

Securities – CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions

February 19, 2015 - The Canadian Securities Administrators (CSA or we) are adopting amendments to National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106) relating to the accredited investor and minimum amount investment prospectus exemptions (the Rule Amendments). We are modifying and replacing Companion Policy 45-106CP Prospectus and Registration Exemptions with Companion Policy 45-106CP Prospectus Exemptions (the modified Companion Policy) to provide more guidance on how to verify whether potential purchasers satisfy the conditions of particular prospectus exemptions and to reflect the repeal of Part 3 of NI 45-106.

We are making consequential amendments to a number of instruments to reflect the repeal of Part 3 of NI 45-106 and the change in the title of NI 45-106 from Prospectus and Registration Exemptions to Prospectus Exemptions (the Consequential Amendments). We are also making consequential changes (the Consequential Changes) to a number of policies to reflect the change in title.

We refer to the Rule Amendments, Consequential Amendments, modified Companion Policy and Consequential Changes collectively as the Amendments.

Subject to ministerial approval in effect May 5, 2015.

For more information contact:

Sonne Udembga, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: Sonne.Udemgba@gov.sk.ca

Securities – Hyperion Exploration Corp. Decision pursuant to section 92 of The Securities Act, 1988

February 19, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that Hyperion Exploration Corp. is no longer a reporting issuer.

Decision - February 19, 2015

Securities – Revised Adjournment Notice in the matter of Dominion Bitcoin Mining Company Ltd., Jason Edmund Dearborn, Peter Scott Voldeng, Ronald James Frederick Gibbon

February 19, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a revised Adjournment Notice in the matter of Dominion Bitcoin Mining Company Ltd., Jason Edmund Dearborn, Peter Scott Voldeng and Ronald James Frederick Gibbon.

Adjournment Notice - February 19, 2015

Securities – CSA Notice of Amendments to NI 45-106 Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products

February 19, 2015 - The Canadian Securities Administrators (CSA or we) are making amendments to National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106) to, among other things:

change the requirements that short-term debt securities must satisfy in order to be distributed under the short-term debt prospectus exemption in section 2.35 of NI 45-106 (the Short-term Debt Prospectus Exemption);

make the Short-term Debt Prospectus Exemption unavailable for securitized products such as asset-backed commercial paper; and

introduce a new short-term securitized products prospectus exemption in section 2.35.1 of NI 45-106 (as qualified by sections 2.35.2 to 2.35.4), that will only be available for short-term securitized products that satisfy certain conditions.

We are also making changes to Companion Policy 45-106 Prospectus and Registration Exemptions and We are making consequential amendments to National Instrument 25-101 Designated Rating Organizations.

Subject to ministerial approval in effect May 5, 2015.

For more information contact:

Securities – CSA 2014 Enforcement Report

February 19, 2014 - The CSA's 2014 Enforcement report brings into focus the overall enforcment work done by CSA members against those who breach Canada's securities laws. in 2014, CSA members concluded a total of 105 cases against 92 individuals and 189 companies.

CSA 2014 Enforcement Report

Securities – Extending Order in the Matter of Adele Kaminsky

February 18, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan issued an Extending Order in the Matter of Adele Kaminsky.

Extending Order - February 18, 2015

For more information contact:

Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca

Securities – Uranium One Inc. Decision pursuant to section 92 of The Securities Act, 1988

February 13, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that Uranium One Inc. is no longer a reporting issuer.

Decision - February 13, 2015

Securities – The FCAA today issued a cease trade order in the Matter of SHEC Energy Corporation

February 13, 2015 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a cease trade order pursuant to section 134.1 of The Securities Act, 1988 in the Matter of SHEC Energy Corporation for failure to file required statutory filings.

Cease Trade Order - February 13, 2015

Securities – The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2015 come into force

February 13, 2015 - The Securities Commission (Adoption of National Instruments) Amendment Regulations, 2015 came into force on February 13, 2015.

Commission Regulation 2015

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – CSA Staff Notice 81-326 - Update on an Alternative Funds Framework for Investment Funds

February 12, 2015 - On March 27, 2013, the Canadian Securities Administrators sought comments on, amongst other things, the development of a proposal for a more comprehensive regulatory framework for publicly offered investment funds that wish to invest in assets or use investment strategies not permitted under National Instrument 81-102 Investment Funds (the Alternative Funds Proposal). This notice provides an update on the status of the creation of the Alternative Funds Proposal.

CSA Staff Notice 81-326

For more information, please contact:

Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-1009
Email: heather.kuchuran@gov.sk.ca

Securities – CSA Notice and Request for Comment - Proposed National Instrument 94-101 and Proposed Companion Policy 94-101CP

February 12, 2015 - The Canadian Securities Administrators are publishing for a 90 day comment period:

Proposed National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives, and
Proposed Companion Policy 94-101CP Mandatory Central Counterparty Clearing of Derivatives.

The comment period ends May 13, 2015.

CSA Notice and Request for Comment Proposed National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives Proposed Companion Policy 94-101CP Mandatory Central Counterparty Clearing of Derivatives (Published February 12, 2015 Comments period ends: May 13, 2015.)
Annex A - Comment Summary and CSA Responses
Annex B - Proposed National Instrument 94-101
Annex C - Proposed Proposed Companion Policy 94-101CP

For more information, please contact:

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca

Securities – World Energy Solutions, Inc. Decision pursuant to section 92 of The Securities Act, 1988

February 3, 2015 - Decision pursuant to section 92 of The Securities Act, 1988 that World Energy Solutions, Inc. Corporationis no longer a reporting issuer.