October 2017

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

October 2017

Tip: use Ctrl+F to search this webpage when looking for a specific document or topic.

Securities – Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com

October 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com.

Extending Order - October 27, 2017

For more information contact:

Mikale White, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: mikale.white@gov.sk.ca

Securities – CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

October 26, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence.

The comment period ends January 25, 2018.

CSA Consultation Paper 52-404

For information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

Securities – CSA Staff Notice 33-321 Cyber Security and Social Media

October 19, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 33-321 Cyber Security and Social Media.

CSA Staff Notice 33-321

For more information contact:

Curtis Brezinski, Compliance Auditor,Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: Curtis.Brezinski@gov.sk.ca

Securities – Order in the Matter of Ouroboros Derivatives Trading Ltd. et al

October 17, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order in the Matter of Ouroboros Derivatives Trading Ltd. et al.

Order - October 17, 2017

For more information contact:

Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca

Securities – CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities

October 16, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities.

For information contact:

Securities – CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 and Proposed Changes to Companion Policy 94-101

October 12, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives.

The comment period ends January 10, 2018

Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca

Securities – Order in the Matter of Scorpion Performance, Inc.

October 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order in the Matter of Scorpion Performance, Inc.

Order - October 11, 2017

For more information contact:

Securities – Extending Order In the Matter of Mpower Technologies Limited and CFD Corporate

October 10, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Mpower Technologies Limited and CFD Corporate.

Extending Order - October 10, 2017

For more information contact:

Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca

Securities – CSA Multilateral Staff Notice 58-309 Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices

October 5, 2017 - Today the Canadian Securities Administrators are publishing CSA Multilateral Staff Notice 58-309 Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices.

CSA Multilateral Staff Notice 58-309

For information contact:

Securities – Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al

October 2, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al.

Order Setting Hearing Dates - October 2, 2017

For more information contact:

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca