March 2011

March 2011

 

Tip: use Ctrl+F to search this webpage when looking for a specific document or topic. 

 

Securities - CSA Staff Notice 81-310 (Revised) Update on International Reporting Standards for Investment Funds

March 23, 2011 - CSA Staff Notice 81-310 (Revised) Update on International Reporting Standards for Investment Funds.

• CSA Staff Notice 81-310 (Revised)

 

---

 

Securities - Notice and Request for Comment

March 18, 2011 - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments.

• Notice and Request for Comment

 

---

 

Securities - Proposed amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules

March 18, 2011 - Proposed amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules.

• Notice, Request for Comments and Appendix A - Comparison of Forms 21-101F1 and 21-101F2 and Summary of Proposed Amendments
• Appendix B - Proposed Amendments to NI 21-101 Marketplace Operation
• Appendix C - N 21-101 and Companion Policy - Black lined to show amendments
• Appendix D NI 23-101 and Companion Policy - Black lined to show amendments

 

---

 

Securities - Reciprocal Order

March 14, 2011 - Reciprocal Order for The Synergy Group (2000) Inc., Integrated Business Concepts Inc., David Prentice, Shane Smith, and Len Zielke.

• Reciprocal Order - March 14, 2011

 

---

 

Securities - Extending Order

March 10, 2011 - Extending Order for West African Industries Ltd, Allan Moen and Louis Supera.

• Extending Order - March 10, 2011

 

---