25-310 - 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds (National Notice) (Archive)

25-310 - 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds (National Notice) (Archive)

• 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds (Archive)

  The Canadian Securities Administrators (CSA or securities regulators) is the umbrella organization of Canada’s provincial and territorial securities regulators. As part of an effort to achieve transparency and to foster public confidence in the regulatory framework, the CSA is publishing this report which summarizes the key activities in 2022 through which the CSA conducted oversight of: (i) self-regulatory organizations (SROs), being the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA); and (ii) investor protection funds (IPFs), being the Canadian Investor Protection Fund (Former CIPF) and the MFDA Investor Protection Corporation (MFDA IPC).

  This report covers the period of January 1 – December 31, 2022 (the Reporting Period).

  25_310_csa_staff_notice_april_20_2023.pdf