Regulatory Instruments Published for Comment 2017
Financial and Consumer Affairs Authority
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 and Proposed Changes to Companion Policy 94-101
October 12, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101
Mandatory Central Counterparty Clearing of Derivatives.
The comment period ends January 10, 2018.
For more information, please contact:
Liz Kutarna
Deputy Director, Capital Markets, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
CSA Notice and Request for Comment Relating to Designated Rating Organizations
July 6, 2017 - The Canadian Securities Administrators are publishing for a 90-day comment period proposed amendments to:
We are also publishing for a 90-day comment period proposed changes to:
The comment period ends October 4, 2017.
For more information, please contact:
Mikale White
Legal Counsel, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: mikale.white@gov.sk.ca
CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-102 Resale of Securities – Proposed Changes to Companion Policy 45-102CP to National Instrument 45-102 Resale of Securities
June 29, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-102 Resale of Securities Proposed Changes to Companion Policy 45-102CP to National Instrument 45-102 Resale of Securities.
The comment period ends September 27, 2017.
For more information, please contact:
Sonne Udemgba
Deputy Director, Legal, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
CSA Multilateral Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
June 8, 2017 - The Canadian Securities Administrators are publishing CSA Multilateral Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution.
The comment period ends September 6, 2017.
For more information please contact:
Tony Herdzik
Deputy Director, Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5879
Email: tony.herdzik@gov.sk.ca
CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to NI 81-102
April 27, 2017 - The Canadian Securities Administrators, other than the British Columbia Securities Commission, are publishing CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to National Instrument 81-102 Investment Funds.
The comment period ends July 26, 2017.
For more information please contact:
Heather Kuchuran
Senior Securities Analyst, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009 Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy
April 26, 2017 - The securities regulators in all Canadian jurisdictions other than British Columbia are publishing CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy.
In Saskatchewan the comment period ends June 28, 2017.
For more information please contact:
Dean Murrison
Director, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5842
Fax: (306) 787-5899
Email: dean.murrison@gov.sk.ca
CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct
April 4, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct.
The comment period ends September 1, 2017.
For more information please contact:
Liz Kutarna
Deputy Director, Capital Markets, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca