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Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

Securities Laws Published For Comment

  • Securities Laws Published For Comment

     

     

    Securities – Consultation on the regulation of Financial Planners and Financial Advisors

    August 9, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a consultation on the regulation of financial planners and financial advisors.

    Consultation Letter

    The consultation period ends September 9, 2019.

    For more information contact:

                Dean Murrison, Director
                Securities Division
                Financial and Consumer Affairs Authority of Saskatchewan
                601, 1919 Saskatchewan Drive
                Regina, Saskatchewan S4P 4H2
                Email: finplannerconsult@gov.sk.ca

     

     

    Securities Division

    Suite 601, 1919 Saskatchewan Drive

    Regina, Saskatchewan S4P 4H2

    Tel: (306)787-5645

    Fax: (306)787-5899

    Email: fcaa@gov.sk.ca

Agree Term