Message Alert

The Financial and Consumer Affairs Authority has closed its offices as a preventative COVID-19 measure. Read our COVID-19 alert to see what changes have been made in response to the crisis.

 

FCAA staff will not be working July 31, 2020 as it is a floating holiday for Saskatchewan government employees.

 

Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

CSA Consultation Papers

  • CSA Consultation Papers

     

    Securities - CSA Consultation Paper 25-402 Consultation on the Self-Regulatory Organization Framework

    June 25, 2020 - The Canadian Securities Administrators published CSA Consultation Paper 25-402 Consultation on the Self-Regulatory Organization Framework

    The comment period ends October 23, 2020.

    For more information contact:
            Liz Kutarna, Deputy Director
            Capital Markets, Securities Division
            Financial and Consumer Affairs Authority of Saskatchewan
            Suite 601, 1919 Saskatchewan Drive
            Regina, Saskatchewan  S4P 4H2
            Tel:  306.787.5871
            Fax: 306.787.5899
            Email: liz.kutarna@gov.sk.ca

     


     

    Securities - CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

    January 9, 2020 - The Canadian Securities Administrators published CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

    The comment period ends March 9, 2020

    For more information contact:
            Heather Kuchuran, Acting Deputy Director, Corporate Finance
            Securities Division
            Financial and Consumer Affairs Authority of Saskatchewan
            Suite 601, 1919 Saskatchewan Drive
            Regina, Saskatchewan  S4P 4H2
            Phone:  (306) 787-1009
            Fax:  (306) 787-5899
            Email: heather.kuchuran@gov.sk.ca

     


     

    Securities - Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

    March 14, 2019 - The Canadian Securities Administrators today published Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

    The comment period ends May 15, 2019.

    For more information contact:
              Dean Murrison, Director
              Securities Division
              Financial and Consumer Affairs Authority of Saskatchewan
              Suite 601, 1919 Saskatchewan Drive
              Regina, Saskatchewan  S4P 4H2
              Phone:  (306) 787-5842
              Fax:  (306) 787-5899
              Email:  dean.murrison@gov.sk.ca

     


     

    Securities – CSA Staff Notice 23-322 Trading Fee Rebate Pilot Study

    March 16, 2018 - The Canadian Securities Administrators are publishing CSA Staff Notice 23-322 Trading Fee Rebate Pilot Study. Any proposal to introduce a pilot study for Canadian marketplaces will be published in a separate notice for comment. However, in the interim, we welcome any input or comments on a potential Canadian pilot study.

    For more information contact:
            Liz Kutarna, Deputy Director, Capital Markets
            Securities Division
            Financial and Consumer Affairs Authority of Saskatchewan
            Suite 601, 1919 Saskatchewan Drive
            Regina, Saskatchewan  S4P 4H2
            Phone:  (306) 787-5871
            Fax:  (306) 787-5899
            Email: liz.kutarna@gov.sk.ca

        



    CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

    October 26, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence.

    The comment period ends January 25, 2018.

    For information contact:
            Tony Herdzik, Deputy Director, Corporate Finance
            Securities Division
            Financial and Consumer Affairs Authority of Saskatchewan
            Suite 601, 1919 Saskatchewan Drive
            Regina, Saskatchewan S4P 4H2
            Phone: (306) 787-5849 Fax: (306) 787-5899
            Email: tony.herdzik@gov.sk.ca

     


            
    CSA Staff Notice 51-350 Extension of Consultation Period

    June 22, 2017 - On April 6, 2017 the Canadian Securities Administrators published Consultation Paper 51-404 Consideration for Reducing Regulatory Burden for Non-Investment Fund Issuers for a 90-day comment period expiring July 7, 2017.  Today, as per CSA Staff Notice 51-350, the comment period has been extended to July 28, 2017. 

    For information contact:

    Tony Herdzik, Deputy Director, Corporate Finance
    Securities Division
    Financial and Consumer Affairs Authority of Saskatchewan
    Suite 601, 1919 Saskatchewan Drive
    Regina, Saskatchewan S4P 4H2
    Phone: (306) 787-5849 Fax: (306) 787-5899
    Email: tony.herdzik@gov.sk.ca

     


     

    CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions

    April 25, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions.

    The 60-day comment period ends June 24, 2017.

    For information contact:
            Tony Herdzik, Deputy Director, Corporate Finance
            Securities Division
            Financial and Consumer Affairs Authority of Saskatchewan
            Suite 601, 1919 Saskatchewan Drive
            Regina, Saskatchewan S4P 4H2
            Phone: (306) 787-5849 Fax: (306) 787-5899
            Email: tony.herdzik@gov.sk.ca

            


        
    CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

    April 6, 2017 - The Canadian Securities Administrators are publishing for a 90-day comment period, expiring July 7, 2017. June 22, 2017 - CSA Staff Notice 51-350 Extension of Consultation Period extends comment period to July 28, 2017.

    Comment period ends July 7, 2017; extended to July 28, 2017.

    For information contact:

    Tony Herdzik, Deputy Director, Corporate Finance
    Securities Division
    Financial and Consumer Affairs Authority of Saskatchewan
    Suite 601, 1919 Saskatchewan Drive
    Regina, Saskatchewan S4P 4H2
    Phone: (306) 787-5849 Fax: (306) 787-5899
    Email: tony.herdzik@gov.sk.ca

     


     

    CSA Consultation Paper 81-408 - Consultation of the Option of Discontinuing Embedded Commissions

    January 10, 2017 - With the publication of the CSA Consultation Paper 81-408 – Consultation on the Option of Discontinuing Embedded Commissions, the CSA are seeking input on the option of discontinuing embedded commissions. With the objective of making an informed decision, the CSA are specifically seeking input on:

    • The potential effects on investors and market participants of discontinuing embedded commissions, including the provision and accessibility of advice for Canadian investors, and business models and market structure;
    • Potential measures that could assist in mitigating any negative impacts of such a change, if a decision is made to move forward; and,
    • Alternative options that could sufficiently manage or mitigate the identified investor protection and market efficiency issues. 

    The comment period ends June 9, 2017.

    For more information, please contact:

    Heather Kuchuran, Senior Securities Analyst, Corporate Finance
    Securities Division
    Financial and Consumer Affairs Authority of Saskatchewan
    Suite 601, 1919 Saskatchewan Drive
    Regina, Saskatchewan  S4P 4H2
    Phone:  (306) 787-1009
    Fax:  (306) 787-5899
    Email: Heather.Kuchuran@gov.sk.ca

     

    Securities Division

    Suite 601, 1919 Saskatchewan Drive

    Regina, Saskatchewan S4P 4H2

    Tel: (306)787-5645

    Fax: (306)787-5899

    Email: fcaa@gov.sk.ca

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