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CSA Consultation Papers

Financial and Consumer Affairs Authority

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

CSA Consultation Papers

 

Securities – CSA Notice of Republication and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuer

November 19, 2024 – Today the Financial and Consumer Affairs Authority of Saskatchewan are publishing CSA Notice of Republication and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuer.

If implemented, this will introduce an access model for annual financial statements, interim financial reports and related management's discussion & analysis (MD&A) for non-investment fund reporting issuers. This provides alternative procedures whereby electronic access may be provided to annual financial statements, interim financial reports and related MD&A instead of following the delivery requirements currently found in securities legislation.

Comment Period Ends: February 17, 2025.

For more information, contact:

Heather Kuchuran, Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Phone: 306-787-1009
E-mail: heather.kuchuran@gov.sk.ca

 

 

Securities - CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of National Instrument 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to National Policy 58-201 Corporate Governance Guidelines

April 13, 2023 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of National Instrument 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to National Policy 58-201 Corporate Governance Guidelines

Comment Period Ends: July 12, 2023.

For more information, contact:

Heather Kuchuran, Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
4th Floor, 2365 Albert Street
Regina, SK S4P 4K1
Phone: 306-787-1009
E-mail: heather.kuchuran@gov.sk.ca

 

 

CSA Consultation Paper 21-403 Access to Real-Time Market Data

November 10, 2022 – The Canadian Securities Administrators is publishing CSA Consultation Paper 21-403 Access to Real-Time Market Data.

The comment period ends February 10, 2023.

For more information, contact:

        Liz Kutarna
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Capital Markets 
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-787-5871
        Fax: 306-787-5899
        Email: liz.kutarna@gov.sk.ca

 

 

CSA Notice and Request for Comment Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds

January 27, 2022 – Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution Modernization of the Prospectus Filing Model for Investment Funds

Comment Period Ends: April 27, 2022.

For more information, contact:

Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax : 306-787-5899
Email: heather.kuchuran@gov.sk.ca

 

 

CSA Consultation Paper 25-403 Activist Short Selling

December 3, 2020 - The Canadian Securities Administrators are publishing CSA Consultation Paper 25-403 Activist Short Selling.

The comment period ends March 3, 2021.

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca 

 

 

CSA Consultation Paper 25-402 Consultation on the Self-Regulatory Organization Framework

June 25, 2020 - The Canadian Securities Administrators published CSA Consultation Paper 25-402 Consultation on the Self-Regulatory Organization Framework

The comment period ends October 23, 2020.

For more information contact:
        Liz Kutarna, Deputy Director
        Capital Markets, Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Tel:  306.787.5871
        Fax: 306.787.5899
        Email: liz.kutarna@gov.sk.ca

 

 

CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

January 9, 2020 - The Canadian Securities Administrators published CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

The comment period ends March 9, 2020

For more information contact:
        Heather Kuchuran, Acting Deputy Director, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-1009
        Fax:  (306) 787-5899
        Email: heather.kuchuran@gov.sk.ca

 

 

Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

March 14, 2019 - The Canadian Securities Administrators today published Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms

The comment period ends May 15, 2019.

For more information contact:
          Dean Murrison, Director
          Securities Division
          Financial and Consumer Affairs Authority of Saskatchewan
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  (306) 787-5842
          Fax:  (306) 787-5899
          Email:  dean.murrison@gov.sk.ca

 

 

CSA Staff Notice 23-322 Trading Fee Rebate Pilot Study

March 16, 2018 - The Canadian Securities Administrators are publishing CSA Staff Notice 23-322 Trading Fee Rebate Pilot Study. Any proposal to introduce a pilot study for Canadian marketplaces will be published in a separate notice for comment. However, in the interim, we welcome any input or comments on a potential Canadian pilot study.

For more information contact:
        Liz Kutarna, Deputy Director, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5871
        Fax:  (306) 787-5899
        Email: liz.kutarna@gov.sk.ca

    


CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence

October 26, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence.

The comment period ends January 25, 2018.

For information contact:
        Tony Herdzik, Deputy Director, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5849 Fax: (306) 787-5899
        Email: tony.herdzik@gov.sk.ca

 

        
CSA Staff Notice 51-350 Extension of Consultation Period

June 22, 2017 - On April 6, 2017 the Canadian Securities Administrators published Consultation Paper 51-404 Consideration for Reducing Regulatory Burden for Non-Investment Fund Issuers for a 90-day comment period expiring July 7, 2017.  Today, as per CSA Staff Notice 51-350, the comment period has been extended to July 28, 2017. 

For information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 

 

CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions

April 25, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-403 Auditor Oversight Issues in Foreign Jurisdictions.

The 60-day comment period ends June 24, 2017.

For information contact:
        Tony Herdzik, Deputy Director, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5849 Fax: (306) 787-5899
        Email: tony.herdzik@gov.sk.ca

        

    
CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers

April 6, 2017 - The Canadian Securities Administrators are publishing for a 90-day comment period, expiring July 7, 2017. June 22, 2017 - CSA Staff Notice 51-350 Extension of Consultation Period extends comment period to July 28, 2017.

Comment period ends July 7, 2017; extended to July 28, 2017.

For information contact:

Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849 Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca

 

 

CSA Consultation Paper 81-408 - Consultation of the Option of Discontinuing Embedded Commissions

January 10, 2017 - With the publication of the CSA Consultation Paper 81-408 – Consultation on the Option of Discontinuing Embedded Commissions, the CSA are seeking input on the option of discontinuing embedded commissions. With the objective of making an informed decision, the CSA are specifically seeking input on:

  • The potential effects on investors and market participants of discontinuing embedded commissions, including the provision and accessibility of advice for Canadian investors, and business models and market structure;
  • Potential measures that could assist in mitigating any negative impacts of such a change, if a decision is made to move forward; and,
  • Alternative options that could sufficiently manage or mitigate the identified investor protection and market efficiency issues. 

The comment period ends June 9, 2017.

For more information, please contact:

Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan  S4P 4H2
Phone:  (306) 787-1009
Fax:  (306) 787-5899
Email: Heather.Kuchuran@gov.sk.ca

 

Securities Division

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

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