Local Instruments Published For Comment

Local Instruments Published For Comment

 

Securities - Local Notice and Request for Comment - Proposed Amendments to National Instrument 45-110 Start-Up Crowdfunding Registration and Prospectus Exemptions

May 1, 2024 - The Financial and Consumer Affairs Authority of Saskatchewan today published Local Notice and Request for Comment - Proposed Amendments to National Instrument 45-110 Start-Up Crowdfunding Registration and Prospectus Exemptions.

• 45-110 Local Notice and Request for Comment May 1 2024
• Annex A - Proposed Amendments to NI 45-110 
• Annex B - Local Matters

The comment period ends June 30, 2024.

For more information, contact:

Graham Purse
Financial and Consumer Affairs Authority
Legal Counsel, Securities Division
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-5867
Fax: 306-787-5899
Email: graham.purse2@gov.sk.ca

 

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FCAA Local Notice and Request for Comment - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest

September 20, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published FCAA Local Notice and Request for Comment - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest

• FCAA Local Notice and Request for Comment
• Annex A - Proposed Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest
• Annex B - Proposed Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest
• Annex C - Local Matters

The comment period ends November 19, 2019.

For more information contact:
        Mikale White, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 798-3381
        Fax:  (306) 787-5899
        Email: mikale.white@gov.sk.ca   

 

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Local Notice and Request for Comment - Proposed Saskatchewan Local Instrument 25-501 Implementation of The Securities Amendment Act, 2018 - Self-Regulatory Organizations

April 25, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Local Notice and Request for Comment - Proposed Saskatchewan Local Instrument 25-501 Implementation of The Securities Amendment Act, 2018 - Self-Regulatory Organizations

• Local Notice and Request for Comment
• Annex A - Proposed Saskatchewan Local Instrument 25-501 Implementation of The Securities Amendment Act, 2018 - Self-Regulatory Organizations
• Annex B - Local Matters

The comment period ends June 24, 2019.

For more information contact:

     Mikale White, Legal Counsel
     Securities Division
     Financial and Consumer Affairs Authority of Saskatchewan
     Suite 601, 1919 Saskatchewan Drive
     Regina, Saskatchewan S4P 4H2
     Phone:  (306) 798-3381
     Fax:  (306) 787-5899
     Email: mikale.white@gov.sk.ca

 

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Local Notice and Request for Comment:  Proposed Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions; Proposed Companion Policy to MI 61-101; and  Proposed Consequential Amendments to Multilateral Instrument 11-102 Passport System and National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

February 28, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published Local Notice and Request for Comment:  Proposed Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions; Proposed Companion Policy to MI 61-101; and  Proposed Consequential Amendments to Multilateral Instrument 11-102 Passport System and National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

• Local Notice and Request for Comment
• Annex A - Proposed MI 61-101
• Annex B - Proposed 61-101CP
• Annex C - Proposed Amendments to Multilateral Instrument 11-102 Passport System
• Annex D - Proposed Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
• Annex E - Local Matters

The comment period ends April 29, 2019

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

 

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Local Notice and Request for Comment - Proposed Consequential Amendments to Multilateral Instrument 11-102 Passport System

October 19, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan today published Local Notice and Request for Comment - Proposed Consequential Amendments to Multilateral Instrument 11-102 Passport system

• Local Notice and Request for Comment - Proposed Consequential Amendments to Multilateral Instrument 11-102 Passport System
• Annex A - Proposed Consequential Amendments to Multilateral Instrument 11-102 Passport System
• Annex B - Local Matters

The comment period ends December 18, 2018

For more information, please contact:

        Heather Kuchuran, Senior Securities Analyst, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive 
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-1009
        Fax:  (306) 787-5899
        Email: Heather.Kuchuran@gov.sk.ca