National Instruments Published for Comment 2017

National Instruments Published for Comment 2017

 

CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 and Proposed Changes to Companion Policy 94-101

October 12, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101
Mandatory Central Counterparty Clearing of Derivatives.

The comment period ends January 10, 2018.

For more information, please contact:
        Liz Kutarna, Deputy Director, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5871
        Fax:  (306) 787-5899
        Email: liz.kutarna@gov.sk.ca

 


 

CSA Notice and Request for Comment Relating to Designated Rating Organizations

July 6, 2017 - The Canadian Securities Administrators are publishing for a 90-day comment period proposed amendments to:

  • National Instrument 25-101 Designated Rating Organizations
  • National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • National Instrument 33-109 Registration Information
  • National Instrument 41-101 General Prospectus Requirements
  • National Instrument 44-101 Short Form Prospectus Distributions
  • National Instrument 44-102 Shelf Distributions
  • National Instrument 45-106 Prospectus Exemptions
  • National Instrument 51-102 Continuous Disclosure Obligations
  • National Instrument 81-102 Investment Funds
  • National Instrument 81-106 Investment Fund Continuous Disclosure

We are also publishing for a 90-day comment period proposed changes to:

  • Companion Policy 21-101CP Marketplace Operation
  • Companion Policy 81-102CP Investment Funds.

 

The comment period ends October 4, 2017.

For more information, please contact:
        Mikale White, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 798-3381
        Fax:  (306) 787-5899
        Email: mikale.white@gov.sk.ca

 


 

CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-102 Resale of Securities – Proposed Changes to Companion Policy 45-102CP to National Instrument 45-102 Resale of Securities

June 29, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-102 Resale of Securities Proposed Changes to Companion Policy 45-102CP to National Instrument 45-102 Resale of Securities.

The comment period ends September 27, 2017.

For more information, please contact: 
        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5879
        Fax:  (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

 


 

CSA Multilateral Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution

June 8, 2017 - The Canadian Securities Administrators are publishing CSA Multilateral Notice and Request for Comment - Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution.

The comment period ends September 6, 2017.

For more information please contact:
        Tony Herdzik, Deputy Director, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5849
        Fax:  (306) 787-5879
        Email:  tony.herdzik@gov.sk.ca 

 


 

CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to NI 81-102

April 27, 2017 - The Canadian Securities Administrators, other than the British Columbia Securities Commission, are publishing CSA Notice and Request for Comment - Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Proposed Amendments to National Instrument 81-102 Investment Funds.

The comment period ends July 26, 2017.

For more information please contact:
        Heather Kuchuran, Senior Securities Analyst
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-1009  Fax:  (306) 787-5899
        Email:  heather.kuchuran@gov.sk.ca

 


 

CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy

April 26, 2017 - The securities regulators in all Canadian jurisdictions other than British Columbia are publishing CSA Notice and Request for Comment - Proposed National Instrument 91-102 Prohibition of Binary Options and Related Proposed Companion Policy.

In Saskatchewan the comment period ends June 28, 2017.

For more information please contact:
        Dean Murrison, Director
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5842
        Fax:  (306) 787-5899
        Email:  dean.murrison@gov.sk.ca

 


 

CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct 

April 4, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed National Instrument 93-101 and Proposed Companion Policy 93-101CP - Derivatives: Business Conduct.

The comment period ends September 1, 2017.

For more information please contact:
        Liz Kutarna, Deputy Director, Capital Markets
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5871
        Fax:  (306) 787-5899
        Email:  liz.kutarna@gov.sk.ca

 

 

Securities Division

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term