CALGARY – Today the Alberta Securities Commission (ASC), the Autorité des marchés financiers (AMF), the B.C. Securities Commission (BCSC) and the Ontario Securities Commission (OSC) are acknowledging World Whistleblower Day, June 23, which is an occasion to commend whistleblowers who take action to expose misconduct, illegal practices and unethical behaviours. Collectively, we recognize the valuable public service that whistleblowers provide when they share information about securities misconduct within a company that would otherwise be difficult to detect.
Read MoreCalgary – The Canadian Securities Administrators (CSA) today announced the appointments of three new members and reappointment of two members to its Investor Advisory Panel (IAP or Panel).
Read MoreTORONTO – The Ontario Securities Commission (OSC), the Autorité des marchés financiers (AMF), the B.C. Securities Commission (BCSC), Financial and Consumer Affairs Authority of Saskatchewan (FCAA), the Alberta Securities Commission (ASC) and the Nova Scotia Securities Commission (NSSC) today announced an initiative intended to support capital-raising by early-stage businesses by allowing exempt market dealers (EMDs) to participate as selling group members in prospectus offerings.
Read MoreCalgary – In recognition of World Elder Abuse Awareness Day, the Canadian Securities Administrators (CSA) is urging older adults, and their loved ones, to remain vigilant in the face of growing online financial elder abuse and to remember the importance of naming a Trusted Contact Person (TCP).
Read MoreMake sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.
Read MoreFind out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.
Read MoreThis free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.
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