Montreal and Winnipeg – The securities regulatory authorities of Alberta, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Ontario, Prince Edward Island, and Yukon, today delegate certain registration functions and powers to the Canadian Investment Regulatory Organization (CIRO). This delegation establishes a consistent and harmonized approach to registration processes for CIRO members across the named jurisdictions.
Read MoreMontreal – The Canadian Securities Administrators (CSA) is warning the public about false documentation circulating via email that uses CSA branding and names of CSA executives as part of a scheme that promises to recover investor funds lost due to fraudulent activities.
Read MoreTORONTO – The Canadian Securities Administrators (CSA) today published Coordinated Blanket Order 96-933, which provides temporary exemptions from certain derivatives data reporting requirements relating to unique product identifiers for commodity derivatives. The Coordinated Blanket Order enables market participants to continue to report unique product identifiers for commodity derivatives as required under current derivatives trade reporting rules after amendments to those rules come into effect on July 25, 2025.
Read MoreVANCOUVER and CALGARY – Securities regulators in British Columbia, Alberta, Saskatchewan, Manitoba, New Brunswick and Nova Scotia are inviting industry to engage in discussions – and potentially participate in testing of tools and strategies – to foster greater portability of client data in the investment market.
Read MoreMake sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.
Read MoreFind out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.
Read MoreThis free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.
Read More