(Toronto) – The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have issued Staff Notice 81-339, which sets out guidance on industry practices relating to the marketing and sale of exchange-traded funds (ETFs) that are listed on a foreign exchange but not also on a Canadian exchange.
Read MoreThe Financial and Consumer Affairs Authority of Saskatchewan (FCAA) is warning Saskatchewan residents about the online entities known as WiseProfitWay, GoStoneMax, Sway Horizon AI and Vault-Bit.
Read MoreVANCOUVER – The Canadian Securities Administrators (CSA) is seeking to codify increases to the amount of funds that qualified listed issuers can raise without a prospectus, as the initiative continues to demonstrate strong uptake and effectiveness in supporting capital-raising in Canada while maintaining investor protection.
Read More(Toronto) – In response to the release of the independent evaluator’s report of the Ombudsman for Banking Services and Investments (OBSI) published today, the Joint Regulators Committee (JRC) is issuing the following statement: The Canadian Securities Administrators (CSA) and the JRC have received a copy of the independent evaluator’s report. Both the CSA and the JRC thank them for their work and the time invested in conducting this thorough review. The findings of the independent evaluator are welcome as the CSA advances work on a proposed framework for an independent dispute resolution service with binding authority.
Read MoreMake sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.
Read MoreFind out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.
Read MoreThis free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.
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