Canadian securities regulators’ new capability disarms more than 3,900 fraudulent investment websites
CSA News

The Canadian Securities Administrators (CSA) in collaboration with the Canadian Investment Regulatory Organization (CIRO) today announced initial results from its newly launched initiative to help combat the rising number of fraudulent websites that pose a threat to Canadian investors.

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CSA and CIRO provide guidance for finfluencers and firms on how to work with them and protect investors
CSA News

The Canadian Securities Administrators (CSA) and Canadian Investment Regulatory Organization (CIRO) have released new guidance for financial content creators or influencers, known as “finfluencers.” The guidance aims to help them and the firms they work with understand and follow securities laws when posting information about investing online.

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CSA and CIRO provide findings and guidance from latest phase of Client Focused Reforms reviews
CSA News

The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have published their findings from a second phase of reviews of registrants’ compliance with the Client Focused Reforms (the CFRs Phase 2 Sweep).

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CSA seeks participation in retail committee as part of real-time market data access initiative
CSA News

TORONTO – The Canadian Securities Administrators (CSA) is inviting interested parties to apply to participate in a new CSA initiative to facilitate access to consolidated real-time market data (RTMD) by retail investors and retail investment advisers.

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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