Canadian securities regulators to provide temporary relief from requirements for delivering proxy-related material

VANCOUVER – In response to the full disruption of postal service in Canada, the Canadian Securities Administrators (CSA) will be providing temporary relief from requirements to deliver proxy-related material for annual meetings.

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Canadian securities regulators propose amendments to the principal distributor model

TORONTO – The Canadian Securities Administrators (CSA) has published for comment proposed amendments to the principal distributor model in the distribution of mutual funds.

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Canadian securities regulators reduce regulatory burden for investment funds in continuous distribution

Toronto – The Canadian Securities Administrators (CSA) today announced final rules modernizing the prospectus filing model for investment funds that reduce regulatory burden without affecting the quality or timeliness of information available to investors.

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Canadian securities regulators propose amendments to Multilateral Instrument 13-102 System Fees

TORONTO – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to Multilateral Instrument 13-102 System Fees. The proposal is intended to better align system fee revenues with projected national systems operating costs.

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA Registration and Licensing System

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This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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