TORONTO – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct (the FAQs) to address frequently asked questions from derivatives market participants related to National Instrument 93-101 Derivatives: Business Conduct (NI 93-101), which comes into force on September 28, 2024.
Read MoreTORONTO – The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) are reminding crypto trading platforms (CTPs) to ensure their operations comply with Canadian securities laws by prioritizing their applications for registration as investment dealers and membership with CIRO.
Read MoreTORONTO – The Canadian Securities Administrators (CSA) today published Notice and Request for Comment on proposed amendments and changes to certain National Instruments and Policies to address several matters, including the creation of a Senior Tier by the Canadian Securities Exchange (CSE).
Read MoreTORONTO – The Canadian Securities Administrators (CSA) today announced coordinated local blanket orders (the Blanket Orders) to provide temporary exemptions for obligations set out in National Instrument 93-101 Derivatives: Business Conduct (the Business Conduct Rule). The Blanket Orders temporarily exempt:
Read MoreMake sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.
Read MoreFind out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.
Read MoreThis free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.
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