CSA extends comment period on proposed amendments to trading fee caps charged by marketplaces

TORONTO – The Canadian Securities Administrators (CSA) today published a Staff Notice 23-334 extending the comment period for proposed amendments to National Instrument 23-101 Trading Rules and Companion Policy 23-101 Trading Rules. The proposed amendments would lower the active trading fee cap applicable to trades in securities that are listed on both a Canadian recognized exchange and a U.S. registered national securities exchange (U.S. Inter-listed Securities).

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Canadian securities regulators expect to provide temporary relief from requirements for delivering proxy-related materials in event of postal suspension

VANCOUVER – On May 19, 2025, the Canadian Union of Postal Workers issued strike notice. In the event of a complete suspension of postal service, the Canadian Securities Administrators (CSA) anticipates publishing temporary relief from requirements to deliver proxy-related materials for shareholder meetings in respect of certain annual matters. Such relief recognizes that the suspension of postal service may impact a reporting issuer’s ability to deliver proxy-related materials to all shareholders.

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CSA expands capital-raising options for listed issuers

VANCOUVER – The Canadian Securities Administrators (CSA) is increasing the limit on capital-raising under the listed issuer financing exemption to support the competitiveness of Canada’s capital markets. This move is the latest in a series of recent CSA actions, including other blanket orders, to help companies grow.

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CSA publishes FAQ and a suggested form of notice of significant error or omission for derivatives reporting

TORONTO – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting (the FAQ) and CSA Staff Notice 96-308 Notice of Significant Error or Omission (the Notice) in connection with amendments to rules relating to trade repositories and derivatives data reporting that take effect on July 25, 2025.

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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