World Whistleblower Day: Canadian securities regulators recognize whistleblower contributions to fair and efficient markets

CALGARY – Today the Alberta Securities Commission (ASC), the Autorité des marchés financiers (AMF), the B.C. Securities Commission (BCSC) and the Ontario Securities Commission (OSC) are acknowledging World Whistleblower Day, June 23, which is an occasion to commend whistleblowers who take action to expose misconduct, illegal practices and unethical behaviours. Collectively, we recognize the valuable public service that whistleblowers provide when they share information about securities misconduct within a company that would otherwise be difficult to detect.

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CSA announces appointments of members to its Investor Advisory Panel

Calgary – The Canadian Securities Administrators (CSA) today announced the appointments of three new members and reappointment of two members to its Investor Advisory Panel (IAP or Panel).

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Canadian securities regulators announce multilateral initiative to support capital-raising by extending the role of Exempt Market Dealers

TORONTO – The Ontario Securities Commission (OSC), the Autorité des marchés financiers (AMF), the B.C. Securities Commission (BCSC), Financial and Consumer Affairs Authority of Saskatchewan (FCAA), the Alberta Securities Commission (ASC) and the Nova Scotia Securities Commission (NSSC) today announced an initiative intended to support capital-raising by early-stage businesses by allowing exempt market dealers (EMDs) to participate as selling group members in prospectus offerings.

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Canadian Securities Administrators urge vigilance against online financial abuse of older Canadians and highlights the importance of a Trusted Contact Person

Calgary – In recognition of World Elder Abuse Awareness Day, the Canadian Securities Administrators (CSA) is urging older adults, and their loved ones, to remain vigilant in the face of growing online financial elder abuse and to remember the importance of naming a Trusted Contact Person (TCP).

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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