Saskatchewan Regulatory Actions
Saskatchewan Regulatory Actions
This section contains documents relating to actions taken, such as consent orders, decisions, administrative penalties and licence conditions.
Insurance and Real Estate Consultation Papers
Insurance and Real Estate – Public Feedback Wanted on Financial Planners and Financial Advisors Regulations
July 20, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a consultation on the regulation of financial planners and financial advisors.
The consultation period ends September 20, 2022.
FCAA is seeking additional feedback on the updated Proposed Financial Planners and Financial Advisors Regulations to set out FCAA’s approach for assessing Saskatchewan’s credentialling bodies and the credential requirements associated with use of the Financial Planner and Financial Advisor titles.
FCAA is publishing the proposed Regulation for comment on its website. FCAA invites feedback until September 20, 2022.
Please note, a previous version of these documents were posted. They have been replaced with versions that have been revised for formatting. Content remains the same.
Participate
The public consultation period is open from July 20, 2022 – September 20, 2022.
For more information contact:
Gary Gehring, Policy and Programming Officer
Insurance and Real Estate Division
Financial and Consumer Affairs Authority of Saskatchewan
601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Email: finplannerconsult@gov.sk.ca
Insurance and Real Estate – Public Feedback Wanted on Financial Planners and Financial Advisors Regulations
July 28, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a consultation on the regulation of financial planners and financial advisors.
The consultation period ends October 1, 2021.
For more information contact:
Janette Seibel, Executive Director
Insurance and Real Estate Division
Financial and Consumer Affairs Authority of Saskatchewan
601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Email: finplannerconsult@gov.sk.ca
Insurance and Real Estate – Consultation on the regulation of Financial Planners and Financial Advisors
August 9, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a consultation on the regulation of financial planners and financial advisors.
The consultation period ends September 9, 2019.
For more information contact:
Dean Murrison, Director
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Email: finplannerconsult@gov.sk.ca