FCAA is Saskatchewan’s financial and consumer marketplace regulator.
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Regina, Saskatchewan S4P 4H2
Staff’s application to extend the Temporary Order is dismissed on the terms set out in the Order of the Panel dated November 16, 2021.
The Temporary Order is terminated effective immediately.
Leave is granted to the Respondents to file with the Registrar as practicable their materials regarding Staff’s application to extend the Temporary Order to April 5th, 2022 and the Temporary Order shall for now be extended up to and including November 19, 2021.
The Executive Director hereby orders that the Respondents shall cease trading in securities and derivatives in Saskatchewan up to and including November 5, 2021; the Respondents shall cease acquiring securities and derivatives for and on behalf of residents of Saskatchewan up to and including November 5, 2021; and the Respondents shall cease giving advice respecting securities and derivatives up to and including November 5, 2021.