Godlien, Ryan

Godlien, Ryan

• Decision regarding the Joint Application for Settlement Approval - August 18, 2022

  This is our approval decision in response to the parties’ Joint Application for an Order Approving a Settlement Agreement (the “Joint Application”). The Joint Application is dated May 11, 2022. It seeks approval of a Settlement Agreement dated May 10, 2022 (the “Settlement Agreement”) and a corresponding Consent Order, which will fully resolve all the allegations contained in the Statement of Allegations dated April 1, 2022 (the “Statement of Allegations”).
  For the reasons included in the document provided we have unanimously agreed to accept the Joint Application, approve the Settlement Agreement, and grant the Consent Order as filed.

  godlien_decision_regarding_the_joint_application_for_settlement_approval_august_18_2022.pdf
• Order Approving Settlement - August 18, 2022

  It is hereby ordered that:

  1. The Settlement Agreement is approved; and
  2. Pursuant to paragraph 134(1)(a) of the Act, all of the exemptions in Saskatchewan securities law do not apply to Ryan Godlien, for eighteen (18) months;
  3. Pursuant to paragraph 134 (1) (d) of the Act, Ryan Godlien shall cease trading in any securities and derivatives in Saskatchewan, for eighteen (18) months, save for the purposes of his own personal trading account(s) and/or digital wallet(s);
  4. Pursuant to paragraph 134 (1) (d.1) of the Act, Ryan Godlien shall cease acquiring securities and derivatives including for and on behalf of residents of Saskatchewan, for eighteen (18) months, save for the purposes of his own personal trading account(s) and/or digital wallet(s);
  5. Pursuant to paragraph 134 (1) (e) of the Act, Ryan Godlien shall cease giving advice respecting securities and derivatives and trades thereof in Saskatchewan, for eighteen (18) months.
  godlien_order_approving_settlement_aug_18_2022.pdf
• Order Setting Hearing Dates - May 17, 2022 godlien_ryan___order_setting_hearing_dates___may_2022.pdf
• Notice of First Appearance - April 12, 2022 godlien_notice_of_first_appearance_april_2022_redacted.pdf
• Statement of Allegations - April 1, 2022godlien_statement_of_allegations_redacted.pdf