4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
The merits component of the hearing for this matter shall proceed on February 10, 2025 at 9:00 am (CST) and continue, if necessary, on February 11 and 12, 2025 and any other such dates and times as may be determined by the Hearing Panel.
Take notice that Ron Ochitwa or a representative are to attend before a Panel of the Financial and Consumer Affairs Authority of Saskatchewan via videoconference on December 11, 2024 at 9:00 a.m. (CST) to set a date for a hearing into the matters alleged in the Statement of Allegations dated August 29, 2024.
While Ron Ochitwa carried out acts as indicated in this Statement of Allegations, he was acting as both a dealer and an advisor in Saskatchewan, but was neither registered as a dealer nor as an adviser. He was therefore in contravention of subsection 27(2)(a) and 27(2)(b) of the Act.