4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
While Ron Ochitwa carried out acts as indicated in this Statement of Allegations, he was acting as both a dealer and an advisor in Saskatchewan, but was neither registered as a dealer nor as an adviser. He was therefore in contravention of subsection 27(2)(a) and 27(2)(b) of the Act.