Thompson, Alisa

• • 

  Securities Division

  Suite 601, 1919 Saskatchewan Drive

  Regina, Saskatchewan S4P 4H2

  Tel: (306)787-5645

  Fax: (306)787-5899

  Email: fcaa@gov.sk.ca
• 

  Thompson, Alisa

  • Epic Alliance Decision Re Extending Temporary Order December 1, 2021

    Staff’s application to extend the Temporary Order is dismissed on the terms set out in the Order of the Panel dated November 16, 2021.

    epic_alliance_decision_re_extending_temporary_order_december_2021.pdf
  • Epic Alliance Termination of Temporary Cease Trade Order November 16, 2021

    The Temporary Order is terminated effective immediately.

    epic_alliance_termination_of_temporary_cease_trade_order_november_2021.pdf
  • Epic Alliance Extending Order November 5, 2021

    Leave is granted to the Respondents to file with the Registrar as practicable their materials regarding Staff’s application to extend the Temporary Order to April 5th, 2022 and the Temporary Order shall for now be extended up to and including November 19, 2021.

    epic_alliance_extending_order_november_5_2021.pdf
  • Epic Alliance Signed Temporary Cease Trade Order October 21, 2021

    The Executive Director hereby orders that the Respondents shall cease trading in securities and derivatives in Saskatchewan up to and including November 5, 2021; the Respondents shall cease acquiring securities and derivatives for and on behalf of residents of Saskatchewan up to and including November 5, 2021; and the Respondents shall cease giving advice respecting securities and derivatives up to and including November 5, 2021.

    epic_alliance_signed_tcto_october_21st_2021.pdf