Thompson, Alisa
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Thompson, Alisa
- Order Approving Settlement Agreement - April 2024epic_alliance_order_approving_settlement_agreement_april_2024.pdf
The settlement agreement is approved. Dated at Regina, Saskatchewan this 23rd day of April, 2024.
- Decision on Approval of Settlement Agreement - April 2024epic_alliance_decision_on_approval_of_settlement_agreement_april_5_2024.pdf
This is the Panel’s decision with respect to a Joint Application for Approval of a Settlement Agreement dated February 22, 2024 submitted by the parties in this matter.
For the reasons that are included within, the Joint Application is allowed.
- Notice of Teleconference - January 2024epic_alliance_notice_of_teleconference_january_2024.pdf
The teleconference is scheduled for February 5, 2024 at 9:00 a.m. (CST).
- Affidavit of Dean Murrison - October 2023affidavit_of_dean_murrison_july_2023.pdf
The Financial and Consumer Affairs Authority of Saskatchewan is publishing an Affidavit of Dean Murrison in the Matter of Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Ltd.
- Adjournment Order - September 2023epic_alliance_adjournment_order_september_2023.pdf
The parties shall inform the Registrar whether a settlement agreement has been reached on or before November 30, 2023. If a settlement agreement is reached the Registrar shall schedule a Settlement Approval Hearing at the earliest opportunity. In the alternative that the parties are unable to reach a settlement agreement, the parties shall appear on February 5, 2024, at 9:00 a.m. CST for a pre-hearing conference which will proceed by teleconference call.
- Notice of Teleconference - September 2023epic_alliance_notice_of_teleconference_august_29_2023.pdf
The teleconference is scheduled to take place on September 18, 2023 at 9:00 a.m. (CST).
- Adjournment Order - August 2023epic_alliance_adjournment_order_august_2023.pdf
The parties shall appear on September 18, 2023, at 9:00 a.m. CST to make submissions on new hearing dates for the remainder of 2023 and 2024, and to provide the Hearing Panel with an update on the status of ongoing settlement discussions.
- Notice of Teleconference - August 2023epic_alliance_notice_of_teleconference_august_2023.pdf
The teleconference is scheduled to take place on August 28, 2023 at 9:00 a.m. (CST).
- Consent Adjournment Order - August 2023epic_alliance_consent_adjournment_order_august_2023.pdf
The Hearing into the merits of the Statement of Allegations dated January 20, 2023, scheduled to begin on August 28, 2023, at 9:00 a.m. CST is adjourned to a date to be determined after further submissions from the parties.
- Order Setting Hearing Dates - May 2023epic_alliance_order_setting_hearing_dates_may_2023.pdf
The hearing into this matter shall commence at 9:00 am (CST) on August 28, 2023, and, if necessary, continue on August 29,30,31, September 1, 5,6,7,8,11,12,13,14,15, 2023 and any other such dates and times as may be determined by the Hearing Panel
- Adjournment Order - April 2023epic_alliance_adjournment_order_april_2023.pdf
The first appearance scheduled for April 6th, 2023 is adjourned to Monday May 1, 2023 at 9:00 a.m. (CST), held by way of teleconference.
- Notice of First Appearance - Redacted - March 2023epic_alliance_notice_of_first_appearance_march_2023_redacted.pdf
Rochelle Laflamme, Alisa Thompson, Epic Alliance Real Estate Inc., and 12767490 Canada Ltd. or a representative are to attend before a Panel of the Financial and Consumer Affairs Authority of Saskatchewan via teleconference on April 6, 2023 at 1:30 p.m. (CST) to set a date for a hearing into the matters alleged in the Statement of Allegations, dated January 20, 2023.
- Statement of Allegations - January 20, 2023epic_alliance_statemet_of_allegations_january_20_2023_redacted.pdf
- Epic Alliance Decision Re Extending Temporary Order December 1, 2021epic_alliance_decision_re_extending_temporary_order_december_2021.pdf
Staff’s application to extend the Temporary Order is dismissed on the terms set out in the Order of the Panel dated November 16, 2021.
- Epic Alliance Termination of Temporary Cease Trade Order November 16, 2021epic_alliance_termination_of_temporary_cease_trade_order_november_2021.pdf
The Temporary Order is terminated effective immediately.
- Epic Alliance Extending Order November 5, 2021epic_alliance_extending_order_november_5_2021.pdf
Leave is granted to the Respondents to file with the Registrar as practicable their materials regarding Staff’s application to extend the Temporary Order to April 5th, 2022 and the Temporary Order shall for now be extended up to and including November 19, 2021.
- Epic Alliance Signed Temporary Cease Trade Order October 21, 2021epic_alliance_signed_tcto_october_21st_2021.pdf
The Executive Director hereby orders that the Respondents shall cease trading in securities and derivatives in Saskatchewan up to and including November 5, 2021; the Respondents shall cease acquiring securities and derivatives for and on behalf of residents of Saskatchewan up to and including November 5, 2021; and the Respondents shall cease giving advice respecting securities and derivatives up to and including November 5, 2021.