Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

Prospectus-Exempt Distributions

  • Prospectus-exempt distributions

    A prospectus is a document that provides detailed information about a security and the company offering it. It is typically required before securities can be sold, but there are some exceptions to the rule. The exceptions, called prospectus exemptions, can help a company to raise money without incurring the expense of preparing a prospectus.

    The "exempt market" describes a section of Canada’s capital markets where securities can be sold without the protections of a prospectus. Examples of activity in the exempt market include:

    • Canadian and foreign companies, both public and private, selling securities to institutional investors and qualified investors
    • Canadian and foreign hedge funds and pooled funds selling securities to institutional investors and qualified investors

    Securities Division

    Suite 601, 1919 Saskatchewan Drive

    Regina, Saskatchewan S4P 4H2

    Tel: (306)787-5645

    Fax: (306)787-5899

    Email: fcaa@gov.sk.ca

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