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Home > Securities Industry Participants > Securities Laws > General Orders > General Exemption Orders > Exemption Order 23-901 – Exemption from Certain Requirements in Part 6 of National Instrument 23-101 Trading Rules
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
This relief will allow Alpha Exchange Inc. to introduce amendments to its Trading Policies to implement an intentional delay on processing certain orders, commonly referred to as a “speed bump”. Under the exemption:
The exemption comes into effect on September 21, 2015 and expires the earlier of the date when NI 23-101 is amended to account for speed bumps by marketplaces; or the date when 23-101 CP is amended to account for speed bumps by marketplaces.