Exemption Order 31-932 - Exemption from the Dealer Registration Requirement and the Adviser Registration Requirement in Respect of Trades and Advice for U.S. Resident Clients

Exemption Order 31-932 - Exemption from the Dealer Registration Requirement and the Adviser Registration Requirement in Respect of Trades and Advice for U.S. Resident Clients

• Effective Date: March 26, 2015

  Exemption from the Dealer Registration Requirement and the Adviser Registration Requirement in Respect of Trades and Advice for U.S. Resident Clients.

  31_932_go_march_26_2015.pdf
• CSA Staff Notice 32-30132_301_csa_staff_notice_march_26_2015.pdf