Exemption Order 31-934 - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Exemption Order 31-934 - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

• Effective Date: July 15, 2015

  Exempts a registered firm in respect of its activities as an investment dealer or mutual fund dealer, a member of the Investment Industry Regulatory Organization of Canada and a member of The Mutual Fund Dealers Association of Canada from specific requirements of NI 31-103.

  31_934_go_may_21_2015.pdf
• CSA Staff Notice 31-34131_341_csa_staff_notice_may_21_2015.pdf