Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

Exemption Order 31-934 - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

  • Exemption Order 31-934 - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

    • Effective Date: July 15, 2015

      Exempts a registered firm in respect of its activities as an investment dealer or mutual fund dealer, a member of the Investment Industry Regulatory Organization of Canada and a member of The Mutual Fund Dealers Association of Canada from specific requirements of NI 31-103.

      31_934_go_may_21_2015.pdf
    • CSA Staff Notice 31-34131_341_csa_staff_notice_may_21_2015.pdf

Agree Term