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Home > Securities Industry Participants > Securities Laws > General Orders > General Exemption Orders > Exemption Order 31-934 - Exemptions from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: July 15, 2015
Exempts a registered firm in respect of its activities as an investment dealer or mutual fund dealer, a member of the Investment Industry Regulatory Organization of Canada and a member of The Mutual Fund Dealers Association of Canada from specific requirements of NI 31-103.