Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

Exemption Order 51-912 – Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

  • Exemption Order 51-912 – Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

    • Effective Date: October21, 2015

      Exempts OTC issuers from section 3 of MI 51 -105 for distributions to permitted clients (as that term is defined in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations) provided certain conditions are met

      The exemption comes into effect on October 21, 2015.

      51_912_go_october_21_2015.pdf

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