Exemption Order 81-508 – Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers (Archive)

Exemption Order 81-508 – Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers (Archive)

• General Order 81-508 – Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers (Archive)

  Effective date: June 1, 2022.
  Expired: November 30, 2023.

  General Order 81-508 provides temporary exemptions from the OEO trailer ban to facilitate dealer rebates of trailing commissions to clients holding mutual fund in OEO dealer accounts and process client transfers. 

  go_81_508_march_25_2022.pdf.pdf