Exemption Order 93-930 - Re Temporary Exemptions for Derivatives Firms from Certain Obligations when Transacting with Certain Investment Funds and for Senior Derivatives Managers from Certain Reporting Obligations

Exemption Order 93-930 - Re Temporary Exemptions for Derivatives Firms from Certain Obligations when Transacting with Certain Investment Funds and for Senior Derivatives Managers from Certain Reporting Obligations

• General Order 93-930 Re Temporary Exemptions for Derivatives Firms from Certain Obligations when Transacting with Certain Investment Funds and for Senior Derivatives Managers from Certain Reporting Obligations

  This order provides a temporary exemption for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligations. This order will enable derivatives dealers to benefit from reductions in regulatory burden regarding the submission of certain compliance reports.

  This order comes into effect September 28, 2024.

  go_93_930_july_25_2024.pdf