11-908 - Designation Order - Designation Order Pursuant to clause 2(1)(ww), subsection 45(3), and clause 138.1(2)(b)

11-908 - Designation Order - Designation Order Pursuant to clause 2(1)(ww), subsection 45(3), and clause 138.1(2)(b)

• Effective Date: July 6, 2007

  Amended January 10, 2011

  Designates trades in securities for the purposes of:

  • the definition of "underwriter" in clause 2(1)(ww);
  • a registered dealer's disclosure requirements in section 45; and
  • the right of action for misrepresentation in advertising or sales literature in section 138.1.
  11_908amended_jan10_2011.pdf