Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

11-908 - Designation Order - Designation Order Pursuant to clause 2(1)(ww), subsection 45(3), and clause 138.1(2)(b)

  • 11-908 - Designation Order - Designation Order Pursuant to clause 2(1)(ww), subsection 45(3), and clause 138.1(2)(b)

    • Effective Date: July 6, 2007

      Amended January 10, 2011

      Designates trades in securities for the purposes of:

      • the definition of "underwriter" in clause 2(1)(ww);
      • a registered dealer's disclosure requirements in section 45; and
      • the right of action for misrepresentation in advertising or sales literature in section 138.1.
      11_908amended_jan10_2011.pdf

Agree Term