4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Effective date: October 1, 2025
The FCAA authorizes the Canadian Investment Regulatory Organization (CIRO), as a recognized self-regulatory organization, to carry out registration activities for investment dealers, mutual fund dealers, and their registered individuals, subject to certain terms and conditions.
The previous authorization to the Investment Industry Regulatory Organization of Canada (IIROC), FCAA General Ruling/Order 11-912 - Assignment of Registration to Investment Industry Regulatory Organization of Canada, is revoked.
The CIRO Authorization Order was approved by the Order-in-Council.