11-903 - General Order - Recognition of the Mutual Funds Dealers Association of Canada

11-903 - General Order - Recognition of the Mutual Funds Dealers Association of Canada

  • Recognition of the Mutual Fund Dealers Association of Canada

    Effective Date: April 1, 2021.

    Recognizes the Mutual Fund Dealers Association of Canada as a self-regulatory organization, subject to certain terms and conditions.

    11_903_gro_april_1_2021.pdf
  • Mutual Fund Dealers Association of Canada (MFDA) Application regarding the MFDA Discretionary Fund - Notice of Approval Order

    Effective Date: July 28, 2022.

    Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing an order pursuant to subsection 21.6 (a)  of The Securities Act, 1988, SS 1988-89, c. S-42.2 (Saskatchewan) to allow the Mutual Fund Dealers Association of Canada (MFDA) limited access to the MFDA discretionary fund in order to cover certain external advisor costs incurred by the MFDA in relation to the creation of the New SRO in accordance with subparagraph 10 (A)(v) of Schedule A of the MFDA Recognition Order.

    mfda_approval_order_07_28_22.pdf

Agree Term