Until July 30, 2021, the FCAA is open by appointment only. Please contact staff members by phone or email to arrange a meeting. Visit our telephone directory for staff contact information. For further assistance you can contact 306-787-5645. If you are attending a meeting in-person, masks are voluntary and there are no physical distancing requirements.
FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 1 - Procedure and Related Matters > 12 - Applications > 12-601 – Applications to the Saskatchewan Financial Services Commission (Local Policy)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Effective Date: May 3, 1990. Amended November 10, 2004. Amended March 17, 2008.
Sets out the procedure for applications to the Commission for exemptions, waivers and approvals.