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Financial and Consumer Affairs Authority of Saskatchewan
FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 1 - Procedure and Related Matters > 12 - Applications > 12-601 – Applications to the Saskatchewan Financial Services Commission (Local Policy)
12-601 – Applications to the Saskatchewan Financial Services Commission (Local Policy)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
12-601 – Applications to the Saskatchewan Financial Services Commission (Local Policy)
- Applications to the Saskatchewan Financial Services Commission12_601_sk_policy_statement_march17_07.pdf
Effective Date: May 3, 1990. Amended November 10, 2004. Amended March 17, 2008.
Sets out the procedure for applications to the Commission for exemptions, waivers and approvals.
- Applications to the Saskatchewan Financial Services Commission
