21-315 – Next Steps in Regulation and Transparency of the Fixed Income Market (CSA Staff Notice and Request for Comment)

21-315 – Next Steps in Regulation and Transparency of the Fixed Income Market (CSA Staff Notice and Request for Comment)

• Next Steps in Regulation and Transparency of the Fixed Income Market

  Effective Date: September 17, 2015.  Comment period ends November 1, 2015.

  Describes the steps that Canadian Securities Administrators Staff are taking to enhance regulation in the fixed income market and identify opportunities to improve market transparency and better protect investor interests.

  21_315_csa_staff_notice_september_17_2015.pdf