Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

24-101 – Institutional Trade Matching and Settlement (National Instrument)

  • 24-101 – Institutional Trade Matching and Settlement (National Instrument)

    • Institution Trade Matching and Settlement

      Effective Date: April 1, 2007. Consolidated to July 1, 2010.

      Provides a general framework in provincial securities regulation for ensuring more efficient and timely settlement processing of trades, particularly institutional trades.

      24_101ni_consolidated_jul1_10.pdf
    • Amendments to NI 24-101

      In effect:  September 5, 2017.

      24_101_ni_amdts_to_ni_24_101_april_27_2017.pdf
    • Companion Policy 24-101CP

      Effective Date: April 1, 2007. Consolidated to July 1, 2010.

      Companion Policy to National Instrument  24-101 Institutional Trade Matching and Settlement

      24_101cp_consolidated_jul1_10.pdf
    • Changes to CP 24-101

      In effect:  September 5, 2017.

      24_101_ni_chges_to_cp_24_101_april_27_2017.pdf
    • Form 24-101F1 Registered Firm Exception report of DAP/RAP Trade Reporting and Matching

      Effective Date: April 1, 2007. Consolidated to July 1, 2010.

      24_101f1_consolidated_jul1_10.pdf
    • Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching

      Effective Date: April 1, 2007. Consolidated to July 1, 2010.

      24_101f2_consolidated_jul1_10.pdf
    • Form 24-101F3 Matching Service Utility Notice of Operations

      Effective Date: April 1, 2007.

      24_101f3_blkin_april16_10.pdf
    • Form 24-101F4 Matching Service Utility Notice of Cessation of Operations

      Effective Date: April 1, 2007.

      24_101f4_july1_10.pdf
    • Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching

      Effective Date: April 1, 2007. Consolidated to July 1, 2010.

      24_101f5_consolidated_jul1_10.pdf

Agree Term