24-101 – Institutional Trade Matching and Settlement (National Instrument)

24-101 – Institutional Trade Matching and Settlement (National Instrument)

• Institution Trade Matching and Settlement

  Effective Date: April 1, 2007. Consolidated to July 1, 2010.

  Provides a general framework in provincial securities regulation for ensuring more efficient and timely settlement processing of trades, particularly institutional trades.

  24_101_ni_july_1_2010.pdf
• Amendments to National Instrument 24-101

  Effective Date: May 27, 2024. In Saskatchewan: May 27, 2024.

  24_101_ni_2024_05_27.pdf
• Amendments to National instrument 24-101

  Effective Date:  September 5, 2017.

  24_101_ni_april_27_2017.pdf
• Companion Policy 24-101CP

  Effective Date:  April 1, 2007. Consolidated to July 1, 2010.

  24_101_cp_july_1_2010.pdf
• Changes to 24-101CP

  Effective Date: September 5, 2017.

  24_101_cp_april_27_2017.pdf
• Form 24-101F1 Registered Firm Exception report of DAP/RAP Trade Reporting and Matching

  Effective Date: April 1, 2007. Consolidated to July 1, 2010.

  24_101_f1_july_1_2010.pdf
• Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching

  Effective Date: April 1, 2007. Consolidated to July 1, 2010.

  24_101_f2_july_1_2010.pdf
• Form 24-101F3 Matching Service Utility Notice of Operations

  Effective Date: April 1, 2007.

  24_101_f3_july_1_2010.pdf
• Form 24-101F4 Matching Service Utility Notice of Cessation of Operations

  Effective Date: April 1, 2007.

  24_101_f4_july_1_2010.pdf
• Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching

  Effective Date: April 1, 2007. Consolidated to July 1, 2010.

  24_101_f5_july_1_2010.pdf