Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

24-102 – Clearing Agency Requirements (National Instrument)

  • 24-102 – Clearing Agency Requirements (National Instrument)

    • Clearing Agency Requirements

      Effective Date: February 17, 2016. In effect in Saskatchewan February 19, 2016

      The purpose of this instrument is to impose new requirements on recognized clearing agencies that operate as a central counterparty, central securities depository or securities settlement system.

      24_102_ni_final_adopted_ni_24_102.pdf
    • 24-102 Companion Policy

      Effective Date: February 17, 2016. In effect in Saskatchewan February 19, 2016.

      24_102_ni_cp_24_102cp_june_3_2016.pdf
    • Form 24-102F1 - Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process

      Effective Date: February 17, 2016.  In effect in Saskatchewan February 19, 2016.

      24_102_ni_Form24_102F1.pdf
    • Form 24-102F2 - Cessation of Operations Report for Clearing Agency

      Effective Date: February 17, 2016.  In effect in Saskatchewan February 19, 2016.

      24_102_ni_Form24_102F2.pdf

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