25-301 – Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms (CSA Notice)

25-301 – Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms (CSA Notice)

• Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms

  The purpose of the consultation was to provide a forum for discussion of certain concerns raised about the services provided by proxy advisory firms and the potential impact on Canadian capital markets and to determine if, and how, these concerns should be addressed by CSA.

  This notice provides an update to market participants on the status of the consultation.

  25_301_csa_notice_update_on_csa_consultation_paper_25_401_september_19_2013.pdf