FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 2 - Certain Capital Market Participants > 25 - Other Participants > 25-401 – Potential Regulation of Proxy Advisory Firms (Consultation Paper)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
The purpose of this consultation paper (the Consultation Paper) is to provide a forum for discussion of certain concerns raised about the services provided by proxy advisory firms and their potential impact on Canadian capital markets and to determine if, and how, these concerns should be addressed by Canadian securities regulators.